Displaying results 2781 - 2790 of 2823
… questions than it answers; and Flies in the face of the CFTC’s mandate to promote responsible innovation as Congress … with respect to event contracts within the scope of the CFTC’s legal authority, and must appropriately implement the … it to take original jurisdiction over the processing of charges of unfair labor practices on the part of its …
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… The Commodity Futures Trading Commission (Commission or CFTC) is adopting final regulations to implement certain … Erik F. Remmler, Associate Director, 202-418-7630, eremmler@cftc.gov; or Eileen A. Donovan, Associate Director, 202-418-5096, edonovan@cftc.gov, Division of Clearing and Risk, Commodity Futures …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … be sent to both agencies at the addresses listed below. CFTC: You may submit comments, identified by RIN 3038-AE88, by any of the following methods: CFTC Website: https://comments.cftc.gov . Follow the …
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… Futures Trading Commission (the ``Commission'' or ``CFTC'') has determined that certain laws and regulations … M. Bandman, Acting Director, 202-418-5044, jbandman@cftc.gov; Robert B. Wasserman, Chief Counsel, 202-418-5092, rwasserman@cftc.gov; Tracey Wingate, Special Counsel, 202-418-5319, …
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… of the Commodity Futures Trading Commission (CFTC). I am honored to testify alongside my fellow … Wetjen and Sharon Bowen and provide my perspective on the CFTC’s reauthorization. I want to first thank the CFTC staff … with a non-qualified CCP are subject to significant capital charges. 112 CFTC regulations have fully implemented the …
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… by RIN 3038-AE46, by any of the following methods: CFTC Comments Portal: http://comments.cftc.gov . Select the ``Submit Comments'' link for this … with mail or in-person deliveries, submissions through the CFTC Comments Portal are encouraged. All comments must …
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… The Commodity Futures Trading Commission (Commission or CFTC) is seeking information and public comment on how the … by RIN 3038-AF18, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … the effect on competition, including appropriate fees and charges applied to clearing; and (V) the existence of …
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… on the part of the Commodity Futures Trading Commission ( CFTC or Commission ) in applying its swaps rules outside the … in the near future. This White Paper will assess the CFTC’s application of its swaps rules to cross-border … areas, the White Paper will recognize deficiencies in the CFTC’s current approach to regulating cross-border …
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… by RIN 3038-AD52, by any of the following methods: CFTC Web site, via Comments Online: http://comments.cftc.gov. Follow the instructions for submitting comments … 2013, the Commission issued an order filing and settling charges against a high-speed trading firm for engaging in …
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… of Market Oversight (``DMO'', 202-418-5932, nnguyen@cftc.gov; Roger Smith, Attorney Advisor, DMO, 202-418-5344, rsmith@cftc.gov; or David Van Wagner, Chief Counsel, DMO, … the effect on competition, including appropriate fees and charges applied to clearing; and (5) the existence of …
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