Displaying results 2761 - 2770 of 2823
… the views of the Commodity Futures Trading Commission (CFTC or Commission). When I first heard that the Commission … all due respect to my very distinguished colleagues at the CFTC, that remains true to this day. Yesterday, Dean Floros … of a clearing member default, given the punitive capital charges the accepting FCM would face. I am encouraged by the …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting final rules amending its part 38 … CONTACT: Marilee Dahlman, Special Counsel, mdahlman@cftc.gov or 202-418-5264; Joseph Otchin, Special Counsel, … . \5\ See SEC Press Release No. 2013-222, ``SEC Charges Knight Capital With Violations of Market Access …
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… The Commodity Futures Trading Commission (Commission or CFTC) is adopting technical amendments to its Rules … Futures Trading Commission, at (202) 418-5395 or esmith@cftc.gov, Three Lafayette Centre, 1155 21st Street NW, …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') published for public comment its proposed … Dealer and Intermediary Oversight, (202) 418-5977, gbarnett@cftc.gov; Sarah E. Josephson, Director, Office of … for computing market risk and counterparty credit risk charges for capital purposes if such models had been …
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… Frank Act''), the Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … Comments may be submitted by any of the following methods: CFTC: Agency Web site, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is amending its regulations to improve the accuracy … Division of Market Oversight, (202) 418-5988, bdemaria@cftc.gov ; Eliezer Mishory, Special Counsel, Division of … use regardless of whether the swap data repository charges a fee for reporting such SDR data. Control …
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… Futures Trading Commission (the ``Commission'' or the ``CFTC'') is proposing to amend the trade option exemption in … by RIN 3038-AE26, by any one of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the instructions for submitting comments …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing amendments to regulations relating to … and RIN 3038-AE25, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov . Select the … list of all of the facility's dues, fees, and other charges for its services; paragraph (b) requires a …
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… translates to the “Pandemic Twenty,” so, check. But, as the CFTC was nearing the end of finalizing many Dodd-Frank … entered the markets at a pivotal era in 2000, I feel like a CFTC Chairman sitting between the old guard and the new. I … your benefit here: I went to law school; worked within the CFTC’s Division of Enforcement in New York City while …
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… the Commodity Futures Trading Commission (Commission or CFTC) published a notice of proposed rulemaking (First … by RIN 3038-AF21, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … account would be the total of the initial margin the FCM charges the customer for each contract in the account, in …
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