Displaying results 2741 - 2750 of 2823
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is adopting as final (Final Rule) an … Joshua Sterling, Director, at 202-418- 6056 or jsterling@cftc.gov ; Amanda Lesher Olear, Deputy Director, at 202-418-5283 or aolear@cftc.gov ; Elizabeth Groover, Special Counsel, at 202-418- …
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… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is issuing this Advance Notice of … by RIN 3038-AE59, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the ``Submit Comments'' link for this …
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… Futures Trading Commission’s (the “Commission” or “CFTC”) approval today of the Entities Rule, which is a joint … 2 I have a number of concerns with each definition in the CFTC Entities Rule. However, this dissent focuses on the … statutory reasons. Today, the Commission has erected the CFTC Entities Rule on the infirm scaffold of the Proposal. …
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… the views of the Commodity Futures Trading Commission (CFTC or Commission), my fellow CFTC commissioners or the CFTC staff. I would also like to dedicate this lecture to my …
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… Eileen T. Flaherty, Director, (202) 418-5326, eflaherty@cftc.gov; Frank Fisanich, Chief Counsel, (202) 418- 5949, ffisanich@cftc.gov; Andrew Chapin, Associate Chief Counsel, (202) 418-5465, achapin@cftc.gov; Katherine Driscoll, Associate Chief Counsel, (202) …
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… Commission (SEC); and Commodity Futures Trading Commission (CFTC). ACTION: Final rule. … SUMMARY: The OCC, Board, FDIC, SEC, and CFTC (together, the agencies) are adopting amendments to the … has a relationship with a credit fund is subject to capital charges and other requirements under applicable banking …
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… methods: The agency's Web site, at http://comments.cftc.gov. Follow the instructions for submitting comments … translation. Comments will be posted as received to www.cftc.gov. You should submit only information that you wish … refuse or remove any or all of your submission from www.cftc.gov that it may deem to be inappropriate for …
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… Act''), the Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … and joint interim final rule: July 23, 2012, except for CFTC regulations at 17 CFR 1.3(m)(5) and (6), which are … led to a complete loss of their investments. ``SEC Charges Stifel, Nicolaus and Former Executive with Fraud in …
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… The Commodity Futures Trading Commission (Commission or CFTC) is proposing amendments to certain provisions of its … by RIN 3038-AF25, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the ``Submit Comments'' link for this …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend the margin requirements for … by RIN 3038-AF36, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … participants to avoid potential negative interest rate charges that may be applied by custodian banks on cash …
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