Displaying results 2731 - 2740 of 2823
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting final rules to implement Section 4s(h) … from the public, available in the comment file on www.cftc.gov, including, but not limited to those listed in the … from the public, available in the comment file on www.cftc.gov, including, but not limited to: American Benefits …
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… of the U.S. Securities and Exchange Commission (“SEC”) and CFTC issued a report to the Joint CFTC-SEC Advisory Committee on Emerging Regulatory Issues. … [5] Id. at 6. [6] See SEC Press Release No. 2013-222, “SEC Charges Knight Capital With Violations of Market Access …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing new rules and amendments to its … and RIN 3038- AF29, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … core principle, and do not protect the DCM with respect to charges of violations of other sections of the CEA or other …
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… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is proposing regulations to ensure … by RIN 3038-AF39, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … not Funds maintained in the Account(s), or to impose such charges against us or any account maintained by us with you …
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… 17, 2015, the Commodity Futures Trading Commission (``CFTC'' or the ``Commission'') published a notice of proposed … NW, Washington, DC 20581 and may also be accessed via the CFTC Comments Portal: https://comments.cftc.gov . FOR … Id. at 6. \6\ See SEC Press Release No. 2013-222, ``SEC Charges Knight Capital With Violations of Market Access …
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… at FIA Expo Chicago, Illinois “A Week in the Life of the CFTC” October 17, 2018 Introduction Thank you. I especially … to have this time with you. Recent Developments at the CFTC It may have been a quiet week in Lake Wobegon, but the … and More accountability, with 70% of cases involving charges against individuals from the front office to the …
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… on October 12, ten days from today, the first set of new CFTC speculative position limits would become effective. …
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… the views of the Commodity Futures Trading Commission (“CFTC” or “the Commission”) or my fellow Commissioners. While … My first commitment was to take over sponsorship of the CFTC’s Market Risk Advisory Committee (MRAC). The MRAC … to ARRC requests, last December the, three divisions of the CFTC issued staff no-action letters providing relief to …
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… Act (CEA) tasks the Commodity Futures Trading Commission (CFTC or Commission) with developing, adopting, and … is a central, critical, and foundational role of the CFTC. Retail participation in our markets is growing. The … limits for certain permitted investments; establish capital charges for specified foreign sovereign debt and qualified …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is issuing a final order in … B. Wasserman, Chief Counsel, 202-418-5092, rwasserman@cftc.gov, Alicia L. Lewis, Special Counsel, 202-418-5862, … to a tariff or rate schedule establishing rates or charges for, or protocols governing, the sale of electric …
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