Displaying results 271 - 280 of 2823
CFTC Charges BP Products North America, Inc. with Cornering the Propane Market and Manipulating the Price of Propane
… June 28, 2006 U.S. Commodity Futures Trading Commission Charges BP Products North America, Inc. with Cornering the … D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a civil enforcement … the market for February 2004 TET physical propane. The CFTC also charges BP with attempting to manipulate the price …
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CFTC Charges Commodity Pool Operators and a Florida Company with Fraudulently Solicitating Over $41.6 Million in a Commodity Pool Scheme
… in pool participant funds. In continuing litigation, the CFTC seeks full restitution to defrauded pool participants, … funds to any pool participants.  The complaint also charges the defendants with misrepresenting EmpiresX’s … District of Florida. [See DOJ and SEC press releases.] The CFTC thanks the SEC and the National Futures Association for …
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CFTC Charges Binance and Its Founder, Changpeng Zhao, with Willful Evasion of Federal Law and Operating an Illegal Digital Asset Derivatives Exchange
… numerous violations of the Commodity Exchange Act (CEA) and CFTC regulations. The complaint also charges Samuel Lim , Binance’s former chief compliance … injunction against further violations of the CEA and CFTC regulations, as charged. “Today’s enforcement action …
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CFTC Charges Lloyds Banking Group and Lloyds Bank with Manipulation, Attempted Manipulation, and False Reporting of LIBOR
… July 28, 2014 CFTC Charges Lloyds Banking Group and Lloyds Bank with … DC -- The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order against Lloyds Banking Group plc … as Lloyds TSB Bank plc (Lloyds TSB), bringing and settling charges for acts of false reporting and attempted …
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CFTC Charges Chicago Commodity Pool Operators, Owner, and Former Chief Portfolio Manager with Fraud and Supervision Failures
… Commodity Futures Trading Commission today announced filing charges in federal court against Chicago commodity pool … and, shortly thereafter, LJM closed its business. The CFTC today also issued an order filing and settling fraud … for registration or act as a principal or agent for any CFTC registrant for three years. In its continuing …
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CFTC Charges California Resident and His Corporation with Fraud and Misappropriation in a Popular Romance Scam Involving Digital Asset Commodities and Forex
… for digital asset commodity and forex trading. This is CFTC’s first case involving a romance scam, commonly known … a type of fraud that is growing in popularity.     The CFTC’s complaint alleges Zhu and Justby, with other … In its continuing litigation against Zhu and Justby, the CFTC seeks restitution to defrauded customers, disgorgement …
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CFTC Charges Commodity Pool Operator Tyche Asset Management LLC and its Controlling Principal in a $6 Million Commodity Pool Ponzi Scheme
… eight other Tyche entities Galles controlled. The complaint charges Galles and the Tyche entities with defrauding more … Galles and Tyche Asset Management LLC, with violating CFTC regulations governing the proper operation of commodity … Exchange Act (CEA).  In its continuing litigation, the CFTC seeks restitution to defrauded pool participants, …
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Statement Regarding CFTC Charges Against Barclays PLC, Barclays Bank PLC and Barclays Capital Inc.
… Statement Regarding CFTC Charges Against Barclays PLC, Barclays Bank PLC and Barclays … or the profitability of their trading positions. “The CFTC regulates futures and swaps transactions that are … Statement Regarding CFTC Charges Against Barclays PLC, Barclays Bank PLC and …
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CFTC Charges California Residents Frank J. Collins and Gerard Suite and Their Company, STA Opus NR LLC, with Fraud, Misappropriation, and Failing to Register with the CFTC
… August 9, 2016 CFTC Charges California Residents Frank J. Collins and Gerard … Fraud, Misappropriation, and Failing to Register with the CFTC CFTC Alleges Defendants Fraudulently Solicited at Least … CFTC Charges California Residents Frank J. Collins and Gerard …
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CFTC Charges Unregistered Commodity Pool Operator and Its Chief Executive Officer with Solicitation Fraud and Misappropriation
… Lighthouse Futures, Ltd. , both of New York. The complaint charges the defendants with fraudulent solicitation of … funds with other funds, and failing to register with the CFTC as a commodity pool operator, as required. According to … that the pool was exempt from registration with the CFTC, and that upon request pool participants could withdraw …
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