Displaying results 2671 - 2680 of 2823
… year! Of those 398, only 133 are complete—only 33%.  We at CFTC have made more progress, finishing about 65 percent of … problem that caused the economy to crash. Right now, the CFTC regulates about $5 trillion in annualized, on-exchange … certainly not equal to the violation. This example isn’t a CFTC case, but it makes a point. Merrill Lynch profited …
Created on:
… further postponement of the imposition of capital charges. Ultimately this is about adapting our regulatory … derivatives markets. The Dodd-Frank Act required the CFTC to implement trading rules within one year of passage … been working with other jurisdictions on trading issues. CFTC staff recently worked with Australian swap platforms to …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … December 24, 2020. FOR FURTHER INFORMATION CONTACT:     CFTC: Melissa A. D'Arcy, Special Counsel and Sarah E. …     C. Other Matters III. Paperwork Reduction Act     A. CFTC     B. SEC IV. CFTC Consideration of Costs and Benefits …
Created on:
… across the five largest clearinghouses registered with the CFTC. This was $22 billion dollars greater than the previous … resilience in the face of stressful conditions. Last month, CFTC staff released a report detailing the results of a … does not, European financial firms will face higher capital charges for transactions cleared in the UK. The CFTC secured …
Created on:
… Office of Data and Technology, (202) 418-5315,  sbangarbale@cftc.gov, or Benjamin DeMaria, Special Counsel, Division of  Market Oversight, (202) 418-5988, bdemaria@cftc.gov, Commodity Futures  Trading Commission, Three …
Created on:
… Office of Data and Technology, (202) 418-5315,  sbangarbale@cftc.gov, or Richard Mo, Attorney Advisor, Division of  Market Oversight, (202) 418-7637, rmo@cftc.gov, Commodity Futures  Trading Commission, Three …
Created on:
… market, I believe it is critically important that the CFTC finalize a capital rule that is appropriately … amount, these FCMs and SDs would also be subject to capital charges on these proprietary positions.  I hope commenters … interest rate swaps and credit default swaps through CFTC-supervised clearing organizations.  According to a …
Created on:
… on oversight of the Commodity Futures Trading Commission (CFTC). I also want to thank the CFTC Commissioners and staff for their hard work and … am pleased to have the opportunity to discuss with you the CFTC’s efforts on behalf of the public. The agency has been …
Created on:
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is charged with proposing rules to implement new … Web site, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish …
Created on:
… A significant focus of our efforts during my tenure as CFTC chairman has been to increase international … mean European financial firms will face higher capital charges for transactions cleared in the UK. But under … UK as it did with the U.S. and other countries. When the CFTC was in negotiations with the EU over clearinghouse …
Created on: