Displaying results 2661 - 2670 of 2823
… SUMMARY: The Commodity Futures Trading Commission (the ``CFTC'') and the Securities and Exchange Commission (the … funds, including those that also are registered with the CFTC as a commodity pool operator (a ``CPO'') or a … may be submitted by any of the following methods. CFTC: Comments may be submitted to the CFTC by any of the …
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… of the futures markets in our economy and the role of the CFTC in overseeing those markets – and how that role has … sales practices and from misuse of customer assets. The CFTC has traditionally had three operational divisions: … to form the new Office of External Affairs. How the CFTC Performs Its Mission : In seeking to fulfill its …
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… the work of the Commodity Futures Trading Commission (CFTC), and am pleased to be here on behalf of the … look forward to continuing to work with the Committee. The CFTC oversees the futures, options, and swaps markets. While … and the Department of Justice brought civil and criminal charges against an individual who we believe engaged in …
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… on behalf of the Commodity Futures Trading Commission (“CFTC” or “Commission”). Before I get started, I would like … hard work, as well as Barbara Holum, who retired from the CFTC last year after serving ten dedicated years as a … Many of these cases have resulted in additional criminal charges through the cooperative efforts of our Division of …
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… Organizations, October 18, 2011, available at: http://www.cftc.gov/PressRoom/SpeechesTestimony/omaliastatement101811b. … Next Steps, November 16, 2011, available at: http://www.cftc.gov/PressRoom/SpeechesTestimony/omaliastatement111611. …
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… The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend its interest rate swap clearing … by RIN 3038-AF18, by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the … the effect on competition, including appropriate fees and charges applied to clearing; and (V) the existence of …
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… first trip to the United Kingdom since being sworn in as a CFTC Commissioner, prior professional endeavors enabled me … the unique U.S. statutory core principles which we at the CFTC are tasked with implementing by sensibly relying upon … to apply a common set of the highest global standards. The CFTC’s mission requires us to join forces with fellow …
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… along with my fellow regulators. I also want to thank the CFTC Commissioners and staff for their hard work and … is occurring at an historic time in the markets. The CFTC now oversees the derivatives marketplace – across both … The full list of registered swap dealers is on the CFTC’s website, and we will update it as more entities …
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… want to thank the Commodity Futures Trading Commission’s (CFTC) Commissioners and staff for their hard work and … am pleased to have the opportunity to discuss with you the CFTC’s efforts on behalf of the public. The agency has been … transparency, fairness and integrity in these markets. The CFTC continues to carry out its historical mission regarding …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting certain amendments to … Berdansky, Deputy Director, 202-418-5429 or rberdansky@cftc.gov; David Steinberg, Associate Director, 202-418-5102 or dsteinberg@cftc.gov; Division of Market Oversight, Commodity Futures …
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