Displaying results 2641 - 2650 of 2823
Speech, “Moment of Inertia,” before the Institutional Investors Carbon Forum
… a year from now, regulatory agencies like the CFTC will be underway in our process to implement rules and … to be doing to be ready for these new markets. First, the CFTC has several advisory committees. These committees are … a meeting tomorrow. The EEMAC is currently helping the CFTC to look around the corner at what we may need to do to …
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Keynote Address by Commissioner Christy Goldsmith Romero at FIA & SIFMA Asset Management Derivatives Forum
… [6]   I appreciate all of you who worked with the CFTC to ensure that was the case. There are lessons to be … one of my top priorities.  I recently supported the CFTC’s proposed rule to expand clearinghouse notification of … asked me to lead an agency effort to adapt and evolve the CFTC’s cyber-resilience framework for brokers (FCMs) and …
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e7-2528
… Comment letters received are available at: http://www.cftc.gov/foia/comment04/foi04--005_1.htm . … 2005). Comment letters received are available at http://www.cftc.gov/foia/comments05/foi05_007_1.htm . \15\ The NYSE's … \16\ The Hearing Transcript is available at http://www.cftc.gov/files/opa/opapublichearing021506final.pdf . …
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Testimony Before the Financial Crisis Inquiry Commission
… As Chairman of the Commodity Futures Trading Commission (CFTC), a Commission established decades ago to regulate … 1930s, the Commodity Exchange Act (CEA), which created the CFTC’s predecessor, became law. From the 1930s until 1980, … of CDS to banks seeking to lower their regulatory capital charges. Under the Basel capital accords, large banks and …
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2016-11385
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or  ``Commission'') is proposing an amendment to an … may submit comments by any of the following methods:      CFTC Web site: http://comments.cftc.gov. Follow the  … to a  tariff or rate schedule establishing rates or charges for, or protocols  governing, the sale of electric …
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Testimony of Chairman Timothy Massad before the U.S. Senate Committee on Banking, Housing, and Urban Affairs
… This is my first official hearing as Chairman of the CFTC. It is truly an honor to serve as Chairman at this … and much has been accomplished in implementing it. The CFTC has largely completed the rulemaking stage of … working together with you, as well as my colleagues at the CFTC and others around the globe to ensure that our futures, …
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Testimony of Chairman Timothy Massad before the U.S. House Appropriations Committee, Subcommittee on Agriculture, Rural Development, Food and Drug Administration and Related Agencies
… request for the Commodity Futures Trading Commission (CFTC). The CFTC oversees the futures, options, and swaps markets. While … their life savings. And in March of 2015, the CFTC settled charges against a number of entities for operating a …
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Keynote Remarks of Commissioner Brian D. Quintenz before the Symphony Innovate 2017 Conference
… those conversations. On the first element, leadership, CFTC Chairman Chris Giancarlo has consistently advocated for … Chairman Giancarlo has created a new initiative called LabCFTC as a pathway through which we can develop and foster that dialogue. LabCFTC serves as the Commission's outreach effort to …
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2011-2133
… Comments may also be sent by e-mail to http://comments.cftc.gov. FOR FURTHER INFORMATION CONTACT: Kathy … 20581. Telephone: (202) 418-6629 or e-mail: kharman-stokes@cftc.gov. SUPPLEMENTARY INFORMATION: This notice alerts the … new system of records entitled, Emergency Locator System as CFTC-9. This system of records will contain information …
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2017-01232
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or  ``Commission'') is proposing technical amendments … by RIN 3038-AE15, by any  of the following methods:      CFTC Web site: https://comments.cftc.gov. Follow the  instructions for submitting comments …
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