Displaying results 2611 - 2620 of 2823
… world of financial and agricultural risk management, the CFTC’s response to those changes, as set out in the agency’s … New World of Risk Management My official topic today is the CFTC’s regulatory reinvention proposal. However, to really … new exchanges. If you go back and look at old copies of the CFTC annual Report, the list of designated exchanges remains …
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… internal and public calls for action and asked my fellow CFTC Commissioners and the Commission staff to begin to … the volume and diversity of these schemes, the CFTC has acted to ensure compliance with applicable … activities are subject to oversight. Full stop. The CFTC has brought over one hundred enforcement cases related …
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… a membership vote that will decide its future. We at the CFTC are undertaking an independent effort to analyze … plans are appropriate or inappropriate. In fact, the CFTC has some experience with for-profit structures: The … would require submission of exchange rules to the CFTC. Regulatory Issues Raised by Futures Exchange …
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… the newly created Commodity Futures Trading Commission (CFTC) was vested with plenary authority to regulate the … brochures available through its web site at http://www.cftc.gov (Reports and Publications--Popular Brochures … the premium, mark-ups on the premium, costs, fees and other charges; the strike price(s) of the option contract; …
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… be here to discuss the energy markets and the work of the CFTC. When it comes to managing market risk, I suspect there … service to their customers. Reporting of Illiquid Swaps : CFTC staff also granted relief from the real-time reporting … is the sixth large bank against which we have settled such charges. The need for integrity when it comes to the …
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… On behalf of the Commodity Futures Trading Commission (CFTC or Commission), we appreciate the opportunity to discuss the CFTC, our role with respect to the futures markets, our view … and Enforcement. These divisions have distinct and separate charges and standards to meet, while working in conjunction …
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… will require close coordination between the SEC and the CFTC to ensure the most appropriate regulation. I’m … abusive practices. For OTC derivatives that come under CFTC jurisdiction, these standards should require adherence … to protect and police market integrity. In this regard, the CFTC and SEC should have clear, unimpeded oversight and …
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… . [2] Remarks of CFTC Chairman J. Christopher Giancarlo at the West Texas … San Angelo, Texas (Aug. 2, 2018), available at: https://www.cftc.gov/PressRoom/SpeechesTestimony/opagiancarlo51 . …
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… of the following methods: Agency Web site: http://comments.cftc.gov. Mail: Secretary of the Commission, Commodity … translation. Comments will be posted as received to www.cftc.gov. You should submit only information that you wish … in violation of the Commodity Exchange Act. The charges against the Amaranth entities were later settled, …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is requesting comment on a … may submit comments by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the … to a tariff or rate schedule establishing rates or charges for, or protocols governing, the sale of electric …
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