Displaying results 261 - 270 of 2823
CFTC Charges Alameda CEO and Alameda and FTX Co-Founder with Fraud in Action Against Sam Bankman-Fried and his Companies
… The Commodity Futures Trading Commission today filed fraud charges against Caroline Ellison , Alameda CEO , and Zixiao … District Court for the Southern District of New York. The CFTC initially filed this fraud action on December 13 … the loss of over $8 billion in FTX customer deposits. [See CFTC Press Release No. 8638-22 ].  The amended complaint …
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CFTC Charges Alabama Resident John David Stroud and His Companies with Commodity Pool Fraud and Misappropriation
… March 7, 2012 CFTC Charges Alabama Resident John David Stroud and His Companies … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed an enforcement action in … CFTC Charges Alabama Resident John David Stroud and His Companies …
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CFTC Charges Las Vegas Resident Gordon Driver and His Companies in $13.5 Million Ponzi Fraud
… Release: 5656-09 For Release: May 15, 2009 CFTC Charges Las Vegas Resident Gordon Driver and His Companies … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on May 14, 2009, the Federal … CFTC Charges Las Vegas Resident Gordon Driver and His …
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CFTC Charges Three Puerto Rico Residents and Their Companies with Misappropriating Over $13 Million in Connection with Commodity Pool Ponzi Scheme
… In its continuing litigation against the defendants,  the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged.   Case Background The … payments to pool participants. The complaint also charges FXL with failure to register as a commodity pool …
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CFTC Charges Former Natural Gas Head Trader with Fraudulently Mismarking Futures and Physical Trades
… May 9, 2019 CFTC Charges Former Natural Gas Head Trader with Fraudulently … Washington, DC – The Commodity Futures Trading Commission (CFTC) filed a federal civil enforcement action today in the … more than $100 million in realized losses.  James McDonald, CFTC’s Director of Enforcement, said, “Traders who …
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CFTC Charges ICAP Europe Limited, a Subsidiary of ICAP plc, with Manipulation and Attempted Manipulation of Yen Libor
… September 25, 2013 CFTC Charges ICAP Europe Limited, a Subsidiary of ICAP plc, with … DC -- The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order against ICAP Europe Limited … CFTC Charges ICAP Europe Limited, a Subsidiary of ICAP plc, with …
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CFTC Charges Florida Attorney Jay Bruce Grossman with Aiding and Abetting Illegal Metals Transactions and Fraud
… September 9, 2014 CFTC Charges Florida Attorney Jay Bruce Grossman with Aiding and … DC — The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement Complaint in the U.S. … CFTC Charges Florida Attorney Jay Bruce Grossman with Aiding and …
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CFTC Charges Principal of a Purported Commodity Trading Firm with Social Media Based Fraudulent Scheme
… February 14, 2019 CFTC Charges Principal of a Purported Commodity Trading Firm with … Washington, DC — The Commodity Futures Trading Commission (CFTC) today announced that a federal court in a CFTC … CFTC Charges Principal of a Purported Commodity Trading Firm with …
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CFTC Charges Chicago-Based Firm and Six Individuals in Multi-Million Dollar Options Fraud Scheme
… charged with registration and disclosure violations. The CFTC also issued two orders filing and simultaneously settling charges against two additional former associated persons of … for their participation in the firm’s fraud scheme. “The CFTC is committed to stamping out fraud in its markets, …
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CFTC Charges Delaware Depository Services Company with Confirming the Execution of Off-Exchange Precious Metals Transactions
… September 26, 2014 CFTC Charges Delaware Depository Services Company with Confirming … DC - The U.S. Commodity Futures Trading Commission (CFTC) today issued an Order filing and simultaneously … CFTC Charges Delaware Depository Services Company with Confirming …
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