Displaying results 2591 - 2600 of 2823
… Chicago Bar Association for the warm welcome of me as a new CFTC Commissioner. I only wish I could join you in person. … that, how I am thinking about that, and the role of the CFTC. However, let me first talk about what the CFTC is … resilient to climate change impacts. The Executive Order charges the Financial Stability Oversight Council to assess …
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… Comments may be sent via electronic mail to secretary@cftc.gov. FOR FURTHER INFORMATION CONTACT: Stacy Yochum, … of the establishment of the following system of records: CFTC-44 SYSTEM NAME: Personnel Security Files. SECURITY … SYSTEM: Individuals who require regular, ongoing access to CFTC facilities, information technology systems, or …
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… “Sense of Balance” Speech of CFTC Commissioner Bart Chilton before the American Public … by authorizing the Commodity Futures Trading Commission (CFTC) to collect information concerning all positions held … changes with those objectives or outcomes, yet all of these charges were raised—even before the first word of testimony …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is exempting certain transactions … David Van Wagner, Chief Counsel, (202) 418-5481, dvanwagner@cftc.gov, or Graham McCall, Attorney-Advisor, (202) … 23.401(c), and provide an affirmative defense against charges of perpetrating such abusive schemes. See 77 FR …
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… today to discuss the Commodity Futures Trading Commission (“CFTC” or “Commission”)’s implementation of the Dodd-Frank … I’d like to first recognize the tremendous efforts by CFTC staff to implement the sweeping reforms of the … through central counterparties,” and (4) higher collateral charges for all uncleared over-the-counter (“OTC”) …
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… and criminal enforcement authorities. As Chairman of the CFTC, I sit on the President’s Corporate Fraud Taskforce, a … clearing organizations, equally important is the CFTC’s role as a civil enforcement agency. If any indication … view that, as demonstrated by actions taken by the CFTC, the SEC, FERC, and the Justice Department, wrongdoers …
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… When I spoke here last year, I discussed several of the CFTC’s priorities for the year ahead. It included … derivatives on U.S. CCPs without incurring higher capital charges. That will allow CCPs and firms in the U.S. to … significant. This process revealed some areas where the CFTC’s requirements could be considered more stringent and …
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… of Suisan, California. The default order resolves the CFTC’s claims against Hewko and MPC in the CFTC action filed against Hewko, his father, Daniel Hewko, … of investor funds, and failing to register with the CFTC as an associated person of a commodity pool operator. …
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… here. Yesterday was actually the 40 th anniversary of the CFTC. The CFTC was formed as a separate agency on April 21, 1975, … and the Department of Justice brought civil and criminal charges against an individual whose actions we believe …
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… with our clearinghouses without incurring higher capital charges. I have always believed there is an ample basis for … they are strong and resilient. Over the last few years, the CFTC has done a major overhaul of our clearinghouse … me turn to a different area, which is data reporting. The CFTC is taking many steps to ensure that the swap data we …
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