Displaying results 2581 - 2590 of 2823
Testimony of Chairman Gary Gensler Before the U.S. Senate Appropriations Subcommittee on Financial Services and General Government
… request for the Commodity Futures Trading Commission’s (CFTC) fiscal year (FY) 2014 budget. I’m pleased to testify … time in the markets because under Congress’ direction, the CFTC now oversees not only futures markets that we have … The SEC oversees the security-based swaps market. The CFTC has completed 90 percent of the swap market reform …
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Testimony of Chairman Gary Gensler before the U.S. House Appropriations Subcommittee
… request for the Commodity Futures Trading Commission’s (CFTC) fiscal year (FY) 2014 budget. I’m pleased to testify … time in the markets because under Congress’ direction, the CFTC now oversees the derivatives marketplace: not only … rules of the road. Now it is all the more clear: the CFTC is not the right size for its new and expanded mission …
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2010-29024
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to adopt regulations that would … Web Site, via its Comments Online process: http:// comments.cftc.gov. Follow the instructions on the Web site for … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish …
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Statement of Commissioner Christy Goldsmith Romero In Support of Enforcement Action Against Bank of Nova Scotia For Widespread Use of Whatsapp and Text Messaging to Evade Regulatory Oversight
… to banks who seek to evade regulatory oversight.  The CFTC continues to bring accountability in these cases in … In what has become an all too familiar fact pattern, the CFTC was investigating BNS when it became apparent that … criminal case against the trader. [6]  Coupled with today’s charges, BNS’s culture of evasion needs to change …
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Remarks of Commissioner James E. Newsome before the National Introducing Brokers Association Eight Annual Conference, Embassy Row Hilton, Washington, DC
… talk with you about issues we are currently facing at the CFTC and issues that are of significant interest and import … Building Relationships," very fitting because I believe the CFTC, as a regulatory agency, should have the goal to build … for you to know that I did not grow up wanting to be a CFTC Commissioner; in fact, I tried to turn it down, but …
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Remarks of Chairman Gary Gensler at London City Week on Benchmark Interest Rates
… partners of the U.S. Commodity Futures Trading Commission (CFTC) on this matter. The CFTC initiated an investigation in 2008 related to the … been instrumental in the CFTC’s investigations, leading to charges against Barclays and other banks for manipulative …
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Opening Statement of Commissioner Christy Goldsmith Romero Before the Energy and Environmental Markets Advisory Committee
… the important, and very timely, topics on the agenda. The CFTC plays a critical role in the whole-of-government … U.S. and global energy infrastructure.  For its part, the CFTC plays a critical role to ensure that the markets for … price discovery and risk management functions.  The CFTC should support and protect the integrity of the markets …
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Keynote Speech of Commissioner Kristin N. Johnson: Emphasizing Risk Management and Governance in the CryptoEcosystem, Eurofi High Level Seminar, Stockholm, Sweden
… in crypto lending platform Celsius Network. [7] At the CFTC, I have raised alarms and called for the Commission to … and progress the rules that we are considering at the CFTC and more broadly across financial market regulators in …
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Remarks of Commissioner Mark P. Wetjen before the FIA Asia Derivative Conference
… ask whether the regulatory framework can be improved. The CFTC Updated its Rule Set Implementing the PFMIs In 2009 the … space. In 2013, the Commodity Futures Trading Commission (“CFTC” or “Commission”) completed a set of rulemakings to … for Financial Market Infrastructures, or PFMIs.  The CFTC regulations and the PFMIs are intended to enhance the …
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Concurring Statement of Commissioner Sharon Y. Bowen Regarding Cross-Border Margin Rule
… you. 1 Pub. L. 111–203, 124 Stat. 1376 (2010). 2 http://www.cftc.gov/PressRoom/SpeechesTestimony/bowenstatement121615a 3 … F. Cohen Lecture,” Feb. 4, 2016, available at http://www.cftc.gov/PressRoom/SpeechesTestimony/opabowen-8. 7 E.g., …
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