Displaying results 2571 - 2580 of 2823
… Requirement of Rule 4.23 (Apr. 11, 1996), https://www.cftc.gov/sites/default/files/tm/advisory18-96.htm . [2] Rostin Behnam, Statement of Concurrence by CFTC Commissioner Rostin Behnam: Amendments to Registration … and Commodity Trading Advisors, Nov. 25, 2019, https://www.cftc.gov/PressRoom/SpeechesTestimony/behnamstatement112519 . …
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… Keynote Address of CFTC Commissioner Walter Lukken National Futures Association … strategies of the instruments traded. Information from the CFTC’s large trader reports confirm that hedge funds and … prosecutes those who allegedly violate our Act, including charges stemming from manipulation, false reporting, and …
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… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is proposing to issue an order … may submit comments by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the ``Submit Comments'' link for this …
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… public meeting of the Commodity Futures Trading Commission (CFTC). It is the first open meeting of the Commission since … their risks. To avoid burdening local utility companies, CFTC staff issued a series of no-action letters, so that … the December 15 deadline for the imposition of capital charges on European firms for transactions on our exchanges …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') published in the Federal Register a notice and … S.A. de C.V. requesting that the Commission determine that CFTC-registered nonbank swap dealers organized and … and seeks to use such models in lieu of the standardized charges under the Commission's Comparability Order, may do …
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… A. Donovan, Deputy Director, (202) 418-5096, edonovan@cftc.gov; Parisa Nouri, Associate Director, (202) 418-6620, pnouri@cftc.gov; August A. Imholtz III, Special Counsel, (202) … terms and conditions of each contract cleared, the fees it charges its members, and daily settlement prices, volumes, …
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… we saw Peregrine Financial go down. By the way, at the CFTC, we have 750 to 1,000 individuals or entities under … to 67 percent. WAH, WAH, WAH. But it isn’t just the CFTC. All the federal financial regulators, as a group, have … It is also the regulators themselves, and that includes the CFTC, and at times, even me. All too often, over the past …
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… the market. Two weeks ago, I hosted a SEF Showcase at the CFTC headquarters in Washington, DC. I offered any SEF … we were reminded by participants, is that while the CFTC is dictating the outcome, the rules need to provide … can be relieved to know that on an hourly basis, the CFTC is the best bang for buck. The Data Made Me Do It I’ve …
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… Activities: Notice Requesting Approval of New Collection, CFTC SmartCheck Annual Campaign Impact Tracking Survey, … SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is announcing an opportunity for … of information and to allow 60 days for public comment. The CFTC's Office of Customer Education and Outreach (OCEO) …
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… a plan will not keep the Commission from meeting that date. CFTC-SEC Roundtables On Monday and Tuesday of this week, the CFTC and SEC conducted a roundtable discussion on … back at the end of March, I hosted the SEF Showcase at the CFTC headquarters in Washington, DC. I offered any SEF …
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