Displaying results 2561 - 2570 of 2823
… Today, the Commodity Futures Trading Commission (CFTC or Commission) and the Office of Financial Research … (MOU) that establishes the framework under which the CFTC will share the information and data reported on Form … important, depository financial institutions. The CFTC, on the other hand, is primarily a markets regulator – …
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… 2016 budget for the Commodity Futures Trading Commission (CFTC). The Commission has been very busy since two of my … in critical areas. Even with this increase, however, the CFTC’s budget is not at a level that is commensurate with … Services announced settlements with Deutsche Bank over charges of false reporting and manipulation of LIBOR, a …
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… The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain … CONTACT: Frank N. Fisanich, Chief Counsel, 202- 418-5949, cftc.gov">ffisanich@cftc.gov, Ward P. Griffin, Associate … annually, citing that one third-party confirmation service charges $6.00 per trade. However, The Working Group cited no …
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… Today, the Commodity Futures Trading Commission (CFTC or Commission) announced that it filed a civil … developing in the first place. I applaud the work of the CFTC’s Division of Enforcement staff bringing this case, … Risk Management, and Compliance, Jan. 26, 2023, https://www.cftc.gov/PressRoom/SpeechesTestimony/opajohnson2 ; Keynote …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to adopt new regulations and amend … Web site, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments … 1.17(c)(5) further requires an FCM to impose capital charges (i.e., deductions) on certain of its liquid assets …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to adopt new regulations and amend … Web site, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments … 1.17(c)(5) further requires an FCM to impose capital charges (i.e., deductions) on certain of its liquid assets …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to adopt new regulations and amend … Web site, via its Comments Online process: http://comments.cftc.gov. Follow the instructions for submitting comments … 1.17(c)(5) further requires an FCM to impose capital charges (i.e., deductions) on certain of its liquid assets …
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… Agriculture Committees, respectively, would provide the CFTC additional oversight authority over the markets. … things, to mandate clearing of OTC transactions, requires CFTC mandated position limits, establishes conditions for … Futures Commission Merchant’s insolvency. As you know, the CFTC ensures the integrity of the markets through market and …
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… for submitting comments. Agency Web Site: http://www.cftc.gov. Follow the instructions for submitting comments on the Web site. E-mail: dcodcmsefGovernance@cftc.gov. Fax: 202-418-5521. Mail: David A. Stawick, … composition requirement appropriate to ensure that a SEF discharges its self-regulatory functions in the first instance? …
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… talk to you about the Commodity Futures Trading Commission (CFTC) and issues surrounding the agency. Things are changing at the CFTC. With the announcement of Chairperson Born that she … for you to know that I did not grow up wanting to be a CFTC Commissioner. In fact, after Senators Lott and Cochran …
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