Displaying results 2551 - 2560 of 2823
… of comments, meetings and questions have been critical to CFTC’s efforts. You worked hard – with real costs and … to “compete on a level playing field.” Last week, CFTC staff issued guidance reminding SEFs of this core … not have a formal block rule. Thus, it is my hope that the CFTC staff’s recommendation to publish a futures block rule …
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… discussion on sustainable biofuel. Prior to coming to the CFTC, my experience related to biofuel was in running a law … for E85 fuel blend. Soon after I arrived at the CFTC, I toured one of POET’s biofuel plants. This plant … to them. The most cited example was additional freight charges called detention and demurrage being improperly …
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… matters on the Commodity Futures Trading Commission’s (CFTC) agenda that I believe will be of importance to your … RBS were fined $2.5 billion for manipulative conduct by the CFTC, the UK Financial Services Authority (FSA) and the … market participants have begun to discuss transition. The CFTC and the FSA are co-chairing the IOSCO Task Force on …
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… only took 65 finalized rules, orders and guidances by the CFTC. Your thousands of comments, meetings and questions … one Australian platform is going to register with the CFTC, and we’re working with the Australian home country … trillion derivatives book in the Cayman Islands. Based upon CFTC guidance, swaps market reform covers transactions …
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… The Commodity Futures Trading Commission (Commission or CFTC) is proposing to amend the Commission's rules to … by RIN number 3038-AE20, by any of the following methods: CFTC Web site: http://comments.cftc.gov. Follow the … The effect on competition, including appropriate fees and charges applied to clearing; and (5) The existence of …
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… to doing all I can to ensure a smooth transition at the CFTC. I have spoken with both of my fellow … made sense. My fellow Commissioners and I all joined the CFTC at the same time—June of 2014. At that time, the agency … for spoofing was settled, and he pleaded guilty to criminal charges related to his activity at the time of the “flash …
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… section 624 of the Fair Credit Reporting Act require CFTC-regulated entities to provide consumers with the … regulations implementing section 628 of the FCRA require CFTC-regulated entities that possess or maintain consumer … 20581, facsimile number (202) 418-5524, e-mail: c_kennedy@cftc.gov. SUPPLEMENTARY INFORMATION: Table of Contents I. …
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… OTC energy product market. It was not registered with the CFTC. We are all well aware of the tragedies that occurred … these issues as they relate to the jurisdiction of the CFTC, and let you know what it is that we are doing to … four largest commodity futures exchanges regulated by the CFTC were also based in Lower Manhattan: the New York Board …
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… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is establishing a new system of records, CFTC-57, Reasonable Accommodations Records, to receive, … You may submit comments, identified as pertaining to ``CFTC- 57, Reasonable Accommodations Records,'' by any of the …
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… site, via its Comments Online process at http:/ /comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish … unit reviews brokers' statements, reconciles brokers' charges to estimates, reviews and monitors broker's …
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