Displaying results 2541 - 2550 of 2823
Keynote Address of Chairman Gary Gensler at the 5th Annual Financial Regulatory Reform Symposium at George Washington University
… market reform to the Commodity Futures Trading Commission (CFTC) and security-based swaps market reform to the … derivatives market – to a New Marketplace. Now, through the CFTC’s 65 final rules, orders and guidances this New … of the legal entities can take down the entire company. The CFTC, coordinating closely with global regulators, completed …
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Speech of Commissioner Sharon Y. Bowen at the Eurofi High Level Seminar 2017
… a Commissioner at the Commodity Futures Trading Commission (CFTC), I am responsible for the policy decisions for the … essential for analyzing market risk. For example, at the CFTC, we use margin, as one indication of risk. We regularly … November of last year, an advisory committee at the CFTC that I sponsor called the Market Risk Advisory …
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Testimony of Chairman Timothy G. Massad before the U.S. Senate Committee on Appropriations, Subcommittee on Financial Services and General Government
… request for the Commodity Futures Trading Commission (CFTC). First, let me thank all the members of this Subcommittee for supporting the work we do at the CFTC, and for the budget increases you have provided the … on U.S. clearinghouses without incurring higher capital charges. That allows U.S. clearinghouses to remain …
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2013-31476
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting a final rule to … issue regulations implementing section 619 and directs the CFTC and those four agencies to consult and coordinate with … that these activities be subject to additional capital charges, quantitative limits, or other restrictions.\6\ …
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Address by Chairman James E. Newsome of the U.S. Commodity Futures Trading Commission before the Bond Market Association, New York, New York
… our rule modernization proposals and enforcement cases. The CFTC oversees the trading of futures and options on … in the mid-1970s. And it is for this reason that the CFTC today is considered a financial regulator. I believe … energy sector investigations, which may result in further charges being filed. During these investigations, the CFTC …
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Speech of Commissioner Summer K. Mersinger to Keynote at the S&P Global Commodity Insights Nodal Trader Conference
… on the derivatives markets that are regulated by the CFTC. Being a derivatives regulator can feel a little like … of the futures markets, which reflect the road ahead.  The CFTC is always surveilling markets, spotting trends, and … willing to share their expertise with me, our work at the CFTC in following markets occurs with the benefit of a …
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Technology Advisory Committee
… me start out by introducing the other Commissioners on the CFTC. First, Commissioner Barbara Holum, to my far left. … to be important to us going forward because I think the CFTC, in its history, got into a whole debate about the … can't get the edge," and, therefore, the issue is does the CFTC look at it that the intermediary has to screen before …
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2015-23046
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting a new rule (``Final Rule'') to require … Chief [[Page 55023]] Counsel, 202-418-5544, kdriscoll@cftc.gov; or Jacob Chachkin, Special Counsel, 202-418-5496, …
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Testimony of Chairman J. Christopher Giancarlo before the House Committee on Agriculture, Washington, D.C.
… as Chair of the Commodity Futures Trading Commission (CFTC or Commission) last August.  It is an appropriate time to update this committee on the progress of the CFTC. I am pleased to report that the agency is on sound … which was last year (12 cases), including an Order settling charges against French bank Societe Generale S.A. for …
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Opening Statement, Third Series of Proposed Rulemakings Under the Dodd-Frank Act
… on protecting the players from needless injury. The CFTC also places an equally important value on protecting …
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