Displaying results 2531 - 2540 of 2823
… trading venues for their clearable swaps and provide the CFTC with authority to impose position limits in the OTC … be in charge of the “cap” part of “cap-and-trade,” the CFTC has broad experience regulating the “trade” part of … operate no differently than the other commodity markets the CFTC regulates. While each contract – such as sulfur …
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… today on the need to regulate over-the-counter derivatives. CFTC Regulatory Regime I recognize that many of you have familiarity with the CFTC, but for those who don’t, I will take a moment to discuss the CFTC’s current oversight of the futures markets. Futures …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing revisions and additions to regulations … by RIN number 3038-AD99, by any of the following methods: CFTC Web site: http://comments.cftc.gov; Mail: Secretary of … processes would not protect exchanges or applicants from charges of violations of applicable sections of the CEA or …
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… from the Commission’s [1] enforcement action settling charges against Piper Sandler Hedging Services, LLC (“Piper … has no foundation in the Commodity Exchange Act (“CEA”) or CFTC regulations. Enforcement is one of many tools available … that business related records identified under the CEA and CFTC regulations must be preserved to facilitate an …
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… FR 85334 (Nov. 25, 2016). [2] Rostin Behnam, Commissioner, CFTC, Dissenting Statement of Commissioner Rostin Behnam … Trading Risk Principles (June 25, 2020), https://www.cftc.gov/PressRoom/SpeechesTestimony/behnamstatement062520b … . [5] See SEC Press Release No. 2013-222, “SEC Charges Knight Capital With Violations of Market Access …
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… CONTACT: Amanda L. Olear, Director, 202-418- 5283, aolear@cftc.gov; Thomas Smith, Deputy Director, 202-418-5495, tsmith@cftc.gov; Rafael Martinez, Associate Director, … Rules, that the Commission impose additional capital charges for swap contracts with a flip clause,\92\ the …
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… (the “Report”). [3] MRAC Charter available at https://www.cftc.gov/About/AdvisoryCommittees/MRAC . [4] See …
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… Please provide the Commodity Futures Trading Commission (``CFTC'' or ``Commission'') with a copy of all submitted … 20581; or through the Agency's Web site at http://comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received to http://www.cftc.gov. FOR FURTHER INFORMATION CONTACT: Nisha Smalls, …
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… risk in times of financial stress. The situation of a CFTC-regulated swap dealer transacting with a prudentially … swap dealer is particularly problematic. Not only does the CFTC-regulated swap dealer not have the benefit of … volumes of affiliate transactions, this can leave these CFTC-regulated swap dealers in a huge hole in the case of …
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… Committee, this will be your first time working with the CFTC, and our mission to promote market integrity, … Joe Cisewski and Phil Raimondi in my office, and the CFTC staff. Responsible Artificial Intelligence (AI) Today …
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