Displaying results 2501 - 2510 of 2823
Keynote Remarks of Commissioner Kristin N. Johnson at Rice University’s Baker Institute for Public Policy Annual Energy Summit
… with many of you and my colleagues at the Commission. The CFTC’s Role in Regulating Traditional Markets A year ago … the mandate of the Commodity Futures Trading Commission (CFTC or Commission). Our broad anti-fraud and market … Commissioner, CFTC, Statement Regarding CFTC Resolving Charges Against Three Decentralized Finance Companies: The …
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Remarks on Over-the-Counter Derivatives Reform to the Energy Bar Association
… for introducing me this morning. As former Chairman of the CFTC, Phil worked with former Securities and Exchange … the Shad-Johnson Accord – or as we like to call it at the CFTC, the Johnson-Shad Accord – that clarified … to be with you today, Phil. I also want to thank the CFTC staff who is participating on panels and hopefully …
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Remarks of Commissioner James E. Newsome before the Chicago Kent Derivatives and Commodities Law Institute, Chicago, Illinois
… today to speak with you and my fellow panelists about the CFTC's agenda for the coming months and years, and I'd like … focus. We should not embellish or embroider what Congress charges us with doing, and we should recognize that our … addressing the issue. In other words, talking about the CFTC's upcoming role means talking about dealing with …
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New York Federal Court Orders Defendants to Pay More Than $595,000 for Forex Solicitation Fraud and Misappropriation
… certain provisions of the Commodity Exchange Act and CFTC regulations. The order also permanently bans the defendants from registering with the CFTC, claiming an exemption from registration, and trading … of the Attorney General, Amada pleaded guilty to felony charges of grand larceny and operating a scheme to defraud.  …
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Statement of Commissioner Dawn D. Stump Regarding Extending the Compliance Schedule for Initial Margin Requirements for Uncleared Swaps in Response to the COVID-19 Pandemic
… to the pandemic, the Commodity Futures Trading Commission (CFTC) finalized in March of this year an amendment to its … Margin Requirements for Non-Cleared Swaps, Report to the CFTC’s Global Markets Advisory Committee by the Subcommittee …
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Living Alone? Don’t Make Snap Investment Decisions
… mail (58). Many of the suspicious posts and emails the CFTC found offered the promise of easy work-from-home money … schemes. Spam emails selling gold and silver that the CFTC was alerted to point to recent market volatility and … may be fraudulent.) Is the seller registered with the CFTC or another regulator? Did you verify the registration …
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Remarks of Commissioner Rostin Behnam before Energy Risk USA, Houston, Texas
… to be here with you.   Shortly after being sworn in as a CFTC Commissioner in September 2017, I announced a listening … for the balance of my term, specifically about what CFTC rules, regulations, and policies are working or—more … 2017, the Commission issued an order filing and settling charges against a firm dually registered as a futures …
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2011-20337
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is charged with proposing rules to implement new … Heitman, Senior Special Counsel, (202) 418-5041, dheitman@cftc.gov, or Ryne Miller, Attorney Advisor, (202) 418-5921, rmiller@cftc.gov, Division of Market Oversight, Commodity Futures …
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Remarks of Chairman Gary Gensler at the CME Global Financial Leadership Conference
… – and all of you have been part of it. It not only took the CFTC’s 67 finalized rules, orders and guidances. Your … trillion derivatives book in the Cayman Islands. Based upon CFTC guidance, swaps market reform covers transactions … must be maintained every moment of every day. The CFTC went through a two-year process with market …
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Remarks of Commissioner James E. Newsome before the National Grain and Feed Association 1999 Annual Convention in San Francisco, California
… talk to you about the Commodity Futures Trading Commission (CFTC) and issues surrounding the agency. Given the format of … might interest you: Agricultural Trade Options (ATOs) and CFTC reauthorization. At the appropriate time, I will be … other topics of interest to you. Things are changing at the CFTC. With the announcement of Chairperson Born that she …
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