Displaying results 251 - 260 of 2823
CFTC Charges North Carolina Resident James A. Shepherd and James A. Shepherd, Inc. with Commodity Pool Fraud
… June 17, 2013 CFTC Charges North Carolina Resident James A. Shepherd and James … DC —The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a civil enforcement … CFTC Charges North Carolina Resident James A. Shepherd and James …
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CFTC Charges Nevada Company and its Owner in $11 Million Cryptocurrency Fraud and Misappropriation Scheme
… October 16, 2019   CFTC Charges Nevada Company and its Owner in $11 Million … commodities hold great promise for our economy,” said CFTC Chairman Heath P. Tarbert. “Fraudulent schemes, like … CFTC Charges Nevada Company and its Owner in $11 Million …
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CFTC Charges Dania Beach, Florida Resident Rico Omar Cox with Commodity Trading Advisor Fraud
… February 5, 2016 CFTC Charges Dania Beach, Florida Resident Rico Omar Cox with … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a civil injunctive … CFTC Charges Dania Beach, Florida Resident Rico Omar Cox with …
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CFTC Charges Alleged Bitcoin Seller and Former Attorney with Multi-Million Dollar Bitcoin Fraud, Imposes Over $5 Million in Restitution
… today issued two orders simultaneously filing and settling charges against Randy Craig Levine , formerly of Coral … failed to return the investors’ funds.   In the orders, the CFTC imposes full restitution for the victims of the fraud … funds as promised when no bitcoin was delivered.   The CFTC cautions that orders requiring repayment of funds to …
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CFTC Charges Californian Jeffrey Gustaveson with Fraud, Misappropriation, and Issuing False Statements in Commodity Pool Scheme
… August 30, 2012 CFTC Charges Californian Jeffrey Gustaveson with Fraud, … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of a complaint in the U.S. … $2.5 million commodity pool scheme. According to the CFTC complaint, filed on August 29, 2012, from at least …
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CFTC Charges New York Man with Misappropriating Customer Funds Intended for Futures and Forex Trading
… October 24, 2019   CFTC Charges New York Man with Misappropriating Customer Funds … New York, for fraud and misappropriating funds.  The CFTC’s complaint charges Alper with defrauding members of … CFTC Charges New York Man with Misappropriating Customer Funds …
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CFTC Charges Oscar Hernandez and His Florida Companies with Operating $3 Million Commodity Pool Ponzi Scheme
… September 30, 2011 CFTC Charges Oscar Hernandez and His Florida Companies with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil enforcement action charging Oscar … CFTC Charges Oscar Hernandez and His Florida Companies with …
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CFTC Charges New York Man Vincent Patrick McCrudden and His Two Companies with Registration Violations
… December 14, 2010 CFTC Charges New York Man Vincent Patrick McCrudden and His Two … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it filed a complaint alleging … CFTC Charges New York Man Vincent Patrick McCrudden and His Two …
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CFTC Orders Sean R. Stropp to Pay $250,000 Penalty to Settle Charges of Making False and Misleading Statements During a CFTC Investigation
… March 18, 2014 CFTC Orders Sean R. Stropp to Pay $250,000 Penalty to Settle Charges of Making False and Misleading Statements During a CFTC Investigation Washington, DC — The U.S. Commodity … CFTC Orders Sean R. Stropp to Pay $250,000 Penalty to Settle Charges of Making False and Misleading Statements During a …
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CFTC Orders Mizuho Securities USA Inc. to Pay $175,000 to Settle CFTC Charges of Secured Fund Deficiencies and Supervision Failures
… January 3, 2013 CFTC Orders Mizuho Securities USA Inc. to Pay $175,000 to Settle CFTC Charges of Secured Fund Deficiencies and Supervision … CFTC Orders Mizuho Securities USA Inc. to Pay $175,000 to Settle CFTC Charges of Secured Fund Deficiencies and Supervision Failures …
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