Displaying results 2491 - 2500 of 2823
… DC February 4, 2004 Philosophy since arriving at the CFTC • I became a Commissioner at the CFTC in July of 1998. I brought to my job certain principles …
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… a Commissioner, self-reporting is no replacement for the CFTC’s broader efforts to police our markets. [2] The vast … are significant benefits for the government. Thus, the CFTC and really all enforcement authorities want to … Scheme . [9] See Press Release No. 8015-19, CFTC, CFTC Charges Futures Trader and Industrial Firm with Spoofing in …
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… a few months at the Commodity Futures Trading Commission (CFTC or Commission), and I am grateful for his service and … you know, in January I was sworn in as Acting Chair of the CFTC. In March, President Trump indicated that I was his … ones was the Joint Study on the Treasury Markets that the CFTC co-authored with the Securities and Exchange …
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… provide that such disqualification “shall not apply” if the CFTC “advises in writing” that disqualification “should not … SEC rules (which were not mandated by statute) have put the CFTC in a difficult position in cases such as this one. As … that – as reflected in the resolution of our respective charges against the Respondents in this case – have served …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') published final regulations to implement section … B. Badian, Assistant General Counsel, 202-418-5969, lbadian@cftc.gov; Paul Schlichting, Assistant General Counsel, 202-418-5884, pschlichting@cftc.gov; or Elise (Pallais) Bruntel, Counsel, (202) …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') published final regulations to implement section … B. Badian, Assistant General Counsel, 202-418-5969, lbadian@cftc.gov; Paul Schlichting, Assistant General Counsel, 202-418-5884, pschlichting@cftc.gov; or Elise (Pallais) Bruntel, Counsel, (202) …
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… entity at the center of the cyber incident, ION, is not a CFTC-registered market participant; rather ION is a mission … discussions at the March 8, 2023 MRAC meeting led by former CFTC Commissioners, executive experts from the White House … CFTC, Statement Regarding CFTC’s Landmark Resolution of Charges against Binance and Its CEO and CCO (Nov. 21, 2023), …
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… Washington, DC – The Commodity Futures Trading Commission (CFTC) today announced that Judge Alison P. Nathan of the … (forex) transactions and failed to register with the CFTC as a Commodity Trading Advisor (CTA), as required. … violating provisions of the Commodity Exchange Act and CFTC Regulations, as charged. The Orders stem from a CFTC …
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… position limits for physical commodity derivatives. The CFTC does not set or regulate prices. Rather, the Commission … speculation that may burden interstate commerce. When the CFTC set position limits in the past, the agency sought to … In the Dodd-Frank Act, Congress mandated that the CFTC set aggregate position limits for certain physical …
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… (FINRA), the Commodity Futures Trading Commission (CFTC), the National Futures Association (NFA), the … involving crypto assets on Investor.gov or CFTC.gov . Sustainable Finance Sustainable investing, … read Environmental, Social and Governance (ESG) Funds . CFTC Seeks Carbon Market Fraud Tips and Forms Task Force One …
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