Displaying results 2471 - 2480 of 2823
Federal Court Orders Defendants to Pay More Than $2.7 Million in Connection with Commodity Pool Fraud
… Washington, DC – The Commodity Futures Trading Commission (CFTC) announced today that defendants Thomas Lanzana (dba … injunction (Order) against the defendants following a CFTC Complaint filed on August 21, 2017. [See CFTC Press Release 7605-17 ]  In the Order, issued on March …
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2011-2175
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … private funds to file Form PF with the SEC. The proposed CFTC rule would require commodity pool operators (``CPOs'') …
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Testimony of Chairman Rostin Behnam: U.S. House Committee on Agriculture
… on the work of the Commodity Futures Trading Commission (CFTC), our priorities, and some emerging trends in our … stakeholders, I am pleased to announce that the CFTC and the Center for Risk Management Education and … | CFTC . [6] See Press Release Number 8680-23, CFTC, CFTC Charges Binance and its Founder, Changpeng Zhao, with …
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Joint Statement of Chairman Heath P. Tarbert and Commissioner Brian D. Quintenz in Support of Interagency Cooperation to Strengthen U.S. Financial Markets and Better Serve the Real Economy
… to this mispricing of risk will result in higher capital charges that will likely be passed on to end users in the …
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Address by Chairman James E. Newsome at National Energy Marketers Association, Washington, DC
… for our agency, the Commodity Futures Trading Commission (“CFTC” or “Commission”), and how we go about doing our job. I … elimination of prescriptive rules does not mean that the CFTC has reduced its regulatory role. Rather, it means we’ve … in settlements from a couple of companies, and had filed charges against another. Since then, the amount collected in …
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2010-29994
… Web site, via Its Comments Online Process: http://comments.cftc.gov. Follow the instructions for submitting comments … Comments will be posted as received on http://www.cftc.gov. You should submit only information that you wish … SDR services, the Commission further believes that fees or charges adopted by a registered SDR for its data collection …
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Federal Court Orders Precious Metals Dealer and Its Owner to Pay More than $2.3 Million for Fraud and Misappropriation in Gold and Silver Scheme
… Washington, DC – The Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the … from trading regulated commodities and registering with the CFTC and prohibits them from violating provisions of the … James McDonald, stated: “As this case shows, the CFTC will work tirelessly to detect and vigorously prosecute …
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Federal Court Orders Tennessee and Kentucky Men and Their Company to Pay Over $5 Million for Commodity Futures Pool Fraud
… further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. [See CFTC Press Release No.  7221-15 ]. Case Background The … investment operation, Phelps never registered with the CFTC as a commodity trader, despite the fact the he and …
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Testimony of Mark P. Wetjen Acting Chairman, Commodity Futures Trading Commission Before the U.S. Senate Appropriations Subcommittee on Financial Services And General Government
… for the Commodity Futures Trading Commission (Commission or CFTC). During the last two years, despite significant budgetary constraints, the CFTC has made important progress in fulfilling its mission. … By way of example, in FY 2013, the CFTC filed and settled charges against three financial institutions for engaging in …
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Remarks of Chairman J. Christopher Giancarlo at the Black History Month Celebration
… renown and insight. It is an honor to host him here at the CFTC. Please join me in welcoming Mr. John Franklin.   Last …
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