Displaying results 2461 - 2470 of 2823
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting new regulations and amending existing … Oversight: Gary Barnett, Director, 202-418-5977, gbarnett@cftc.gov; Thomas Smith, Deputy Director, 202-418-5495, … 1.17(c)(5) further requires an FCM to impose capital charges (i.e., deductions) on certain of its liquid assets …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting new regulations and amending existing … Oversight: Gary Barnett, Director, 202-418-5977, gbarnett@cftc.gov; Thomas Smith, Deputy Director, 202-418-5495, … 1.17(c)(5) further requires an FCM to impose capital charges (i.e., deductions) on certain of its liquid assets …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting new regulations and amending existing … Oversight: Gary Barnett, Director, 202-418-5977, gbarnett@cftc.gov; Thomas Smith, Deputy Director, 202-418-5495, … 1.17(c)(5) further requires an FCM to impose capital charges (i.e., deductions) on certain of its liquid assets …
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… of more than 20 regulatory authorities, including the CFTC, participated in consultations with the Basel Committee … commitments and the BCBS-IOSCO framework, as well as the CFTC’s own history of using a principles-based, holistic … the particular transaction fits. Next, where permitted, the CFTC will conduct an “element-by-element” analysis of CFTC …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting rules to implement the Commodity … Division of Market Oversight, (202) 418-5488, dtaylor@cftc.gov, or Anne Schubert, Economist, Division of Market Oversight, (202) 418-5436, aschubert@cftc.gov; Commodity Futures Trading Commission, Three …
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… or Through the Commission's Web site at http://comments.cftc.gov. Please follow the instructions for submitting … Comments will be posted as received to http://www.cftc.gov. You should submit only information that you wish … as a way to provide proper notice to respondents of the charges against them. This form is critical to fulfilling …
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… and the transparency to the public that they provide. The CFTC is charged with a significant responsibility to ensure … including those from concentration in the marketplace. The CFTC does not set or regulate prices. Rather, the Commission … for swap dealer risk management transactions. The CFTC is directed in its original 1936 statute to set …
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Federal Court Orders Defendants to Pay More Than $11 Million in Connection with Commodity Pool Fraud
… Washington, DC — The Commodity Futures Trading Commission (CFTC) today announced an Order of default judgment and … further violations of the Commodity Exchange Act and CFTC Regulations, as charged in the Complaint filed on October 2, 2017 (see CFTC Complaint and Press Release 7628-17 ). The CFTC …
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… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is announcing an opportunity for public comment on … methods: The Agency's website, at https://comments.cftc.gov/. Follow the instructions for submitting comments …
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… Washington, DC – The Commodity Futures Trading Commission (CFTC) announced today that defendants Thomas Lanzana (dba … injunction (Order) against the defendants following a CFTC Complaint filed on August 21, 2017. [See CFTC Press Release 7605-17 ] In the Order, issued on March …
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