Displaying results 2451 - 2460 of 2823
2013-08830
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'') and the Securities and Exchange Commission (``SEC'') … date: November 20, 2013. FOR FURTHER INFORMATION CONTACT: CFTC: Sue McDonough, Counsel, at Commodity Futures Trading … institution or creditor is notified of unauthorized charges or transactions in connection with a customer's …
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Understand Your Contractual Obligations
… in the derivatives industry must be registered with the CFTC through the National Futures Association.  Trading is … or believe you have been defrauded, please contact the CFTC immediately by calling the CFTC’s Consumer Protection Hotline at 866.366.2382, or …
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2019-23496
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is requesting nominations for membership … Nominations should be emailed to GMAC_Submissions@cftc.gov or sent by hand delivery or courier to Elizabeth … Stump, at (202) 418-5935 or by email at emastrogiacomo@cftc.gov . SUPPLEMENTARY INFORMATION: The Subcommittee was …
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2022-14086
… Futures Trading Commission (the  ``Commission'' or ``CFTC'') by clicking on the ``Submit Comment'' box  next to … entry for OMB Control No. 3038-0024, at https://comments.cftc.gov/FederalRegister/PublicInfo.aspx.     Or by either …
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Speech, “De Principatibus,” before the Argus Media Summit
… the overall economy. It needs to be done. Concurrently, the CFTC and other financial regulators need to continue to move … the same for the other physical commodity complexes and the CFTC should put into place hard limits in the aggregate. I … 2001 through the present, we’ve filed 35 cases including charges of attempted manipulation, manipulation or both. …
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Keynote Remarks of Commissioner Kristin N. Johnson at RegHub Summit London 2025: The Future of Finance: Enabling AI Tools To Enhance Compliance and Surveillance
… our immediate past Commodity Futures Trading Commission (CFTC) Chairman, Russ Behnam; President and CEO of the … the Commission, my fellow Commissioners or the staff of the CFTC. Three Dimensions of a Financial Markets Governance and … and enforcing expectations regarding compliance. At the CFTC, our principles-based regulation includes a supervision …
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Keynote of Chairman Rostin Behnam at the 2023 U.S. Treasury Market Conference
… in the global economy.   At our first conference in 2015, CFTC Chairman Timothy Massad differentiated the structural … that captured our attention just a few years ago, the CFTC’s data program is now running negative splits as we … CFTC . [13]   See Press Release Number 8680-23, CFTC, CFTC Charges Binance and its Founder, Changpeng Zhao, with …
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2019-14638
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is requesting nominations for membership … Nominations should be emailed to MRAC_Submissions@cftc.gov or sent by hand delivery or courier to Alicia L. … Rostin Behnam at (202) 418-5862 or email: alewis@cftc.gov . SUPPLEMENTARY INFORMATION: The Subcommittee was …
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Written Testimony of Chairman J. Christopher Giancarlo before the U.S. House Committee on Appropriations Subcommittee on Agriculture, Rural Development and Related Agencies, Washington, D.C.
… on the Commodity Futures Trading Commission (Commission or CFTC) FY 2019 Budget Request. For more than a century, U.S. … shape an appropriate regulatory response. In order for the CFTC to fulfill its duty to oversee these vital derivatives … Department of Justice and the FBI, which brought criminal charges against the same individuals. This constitutes the …
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2017-18511
… of Proposed Collection (3038-XXXX), Reparations Complaint, CFTC Form 30 AGENCY: Commodity Futures Trading Commission. … SUMMARY: The Commodity Futures Trading Commission (CFTC) is announcing an opportunity for public comment on the … as a way to provide proper notice to respondents of the charges against them. This form is critical to fulfilling …
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