Displaying results 2441 - 2450 of 2823
… penalty for violations of the Commodity Exchange Act and CFTC regulations. The order also imposes permanent trading … other injunctive relief. The court’s order stems from a CFTC complaint filed on November 4, 2019, charging Butler … violations in connection with binary options trading. [See CFTC Press Release No. 8070-19 ] The order finds that from …
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… PBOT Fee Schedule amendments waiving certain transaction charges and floor brokerage assessments through September 1, … PBOT Fee Schedule amendments waiving certain transaction charges and floor brokerage assessments through September 1, …
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… the Commodity Futures Trading Commission (“Commission” or “CFTC”). Under the Commodity Exchange Act, the Commission has … participants. The stakes, therefore, are high. The CFTC’s Responsibilities have Grown Substantially in Recent … By way of example, in FY 2013, the CFTC filed and settled charges against three financial institutions for engaging in …
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… under the Act, only about 33 percent are complete. We at CFTC have done a little better with our experiments, having … discussed earlier) to react. To put it in perspective, the CFTC previously regulated around $5 trillion in annualized … fees by $32.2 million. The fine (and this was not the CFTC) was only $2.8 million. That seems like an economic …
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… can be found on the Commission’s website at: http://www.cftc.gov/About/Commissioners/ScottDOMalia/reviewofswaps. 3 … the effect on competition, including appropriate fees and charges applied to clearing; and (5) the existence of …
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… Review, Division of Enforcement, 202-418-5327, ericcobene@cftc.gov, Commodity Futures Trading Commission, Three … the Commission received are available at http://comments.cftc.gov/PublicComments/CommentList.aspx?id=916. \5\ The … ranges from taking no enforcement action to pursuing charges and sanctions in connection with enforcement …
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… from further violating the Commodity Exchange Act (CEA) and CFTC regulations, from trading on or subject to the rules of any CFTC-registered entity, and from engaging in any activities requiring registration with the CFTC. The court’s order stems from a CFTC complaint filed on …
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… Washington, DC – The Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the … Western Division, entered an order which granted the CFTC’s motion for default judgment (Order) and a judgment … from violating provisions of the Commodity Exchange Act and CFTC regulations, as charged in the Complaint filed on May …
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… opportunity to speak to all of you about our work at the CFTC. Thank you for your attendance. There is a comment … you from this stage. I explained my vision for the CFTC, which is to help foster economic growth, right size … with the Department of Justice and FBI in bringing criminal charges against six individuals and several large market …
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… to work with some of you during my tenure at the CFTC and look forward to continuing these productive … Which brings me to the subject of today's remarks: the CFTC's long tradition of responsiveness to innovation and … As many of you may be aware, Congress established the CFTC as an independent regulator for futures markets and …
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