Displaying results 2421 - 2430 of 2823
Statement regarding temporarily taking over leadership of the Commodity Futures Trading Commission
… Statement by CFTC Acting Chairman Michael V. Dunn January 21, 2009 As I temporarily take over at the helm of the CFTC, I want to thank former Acting Chairman Walter Lukken … . . . funding that was—and continues to be—critical to the CFTC continuing to successfully fulfill its regulatory …
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Keynote Address on Over-the-Counter Derivatives Reform Before the U.S. Chamber of Commerce
… the last great financial crisis in the 1930s – with the CFTC’s predecessor regulating clearinghouses for futures and …
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2012-18383
… The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to establish a schedule to … E. Josephson, Deputy Director, 202-418-5684, sjosephson@cftc.gov; Brian O'Keefe, Associate Director, 202-418-5658. … be cleared (the Clearing Requirement).\1\ Section 2(h)(2) charges the Commission with the responsibility for …
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“Regulatory Relativity”
… Of those, only about 33 percent are complete—133. We at CFTC have done somewhat better, having finished roughly … is writing them. Rather than go through all of the 60 CFTC rules and regulations, let’s summarize the types of … colossal economic collapse. To put it in perspective, the CFTC previously regulated around $5 trillion in annualized …
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Address by Chairman James E. Newsome before the International Swaps and Derivatives Organization at the Energy and Developing Products Conference, Houston, Texas
… themselves. In a risk-based audit of an FCM, for example, CFTC staff will focus their resources on areas that could … is expected to better focus the resources of both the CFTC and the self-regulatory organizations for maximum … Enron in federal court here in Houston. Our complaint charges Enron with manipulating the price of Henry Hub …
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Federal Court Orders Suffolk New York Man and His Company to Pay $370,000 for Commodity Pool Fraud and Misappropriation
… funds with non-pool funds; and failure to register with the CFTC as required. According to the order, the defendants … of the findings made in the order and allegations in the CFTC complaint. The order requires that the defendants pay … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. The order provides that the …
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2013-19945
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting final regulations … Brian O'Keefe, Deputy Director, 202- 418-5658, bokeefe@cftc.gov, Division of Clearing and Risk, or Erik F. Remmler, Deputy Director, 202-418-7630, eremmler@cftc.gov, Division of Swap Dealer and Intermediary …
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Federal Court Imposes More Than $22 Million in Sanctions on Georgia Corporation and Six Broker/Traders in Commodity Options Fraud Case
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Orinda D. Evans of … provisions of the Commodity Exchange Act (CEA) and CFTC regulations. The consent orders and the judgment arise from a CFTC enforcement action filed on September 3, 2003, which …
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“Boarding All Rows”
… those 398, merely 133 are complete—a paltry 33 percent. The CFTC, for our part, has made more progress on our heading. … reaches to the stratosphere. Try this as a visual. The CFTC currently regulates around $5 trillion in annualized … $650 trillion figure is global. But, nonetheless, we at the CFTC will have hundreds-of-trillions in trading on our new …
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Remarks of Commissioner Kristin N. Johnson at George Washington University
… the Commodity Futures Trading Commission (CFTC), the Board of Governors of the Federal Reserve System … and proactively. Over the course of last year, the CFTC undertook extraordinary efforts to begin to clarify the … . [13] CFTC Charges South African Pool Operator and CEO with $1.7 …
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