Displaying results 241 - 250 of 2823
CFTC Charges Unregistered Commodity Pool Operator, Two California Men with $2.3 Million Fraud
… November 13, 2019   CFTC Charges Unregistered Commodity Pool Operator, Two California … The complaint also alleges that the defendants violated CFTC registration requirements and various commodity pool … CFTC Charges Unregistered Commodity Pool Operator, Two California …
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CFTC Charges Commodity Pool Operators and Their Co-Chief Investment Officer with Deception and Manipulation in Connection with Swaps and Supervision Failures
… Point Capital LLP (collectively, Glen Point Capital), two CFTC-registered commodity pool operators, and their … employees, and agents. In its continuing litigation, the CFTC seeks, among other relief, civil monetary penalties, … same court alleging conduct similar to that alleged in the CFTC’s complaint. The CFTC appreciates the assistance of the …
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CFTC Charges Marat Yunusov with Engaging in a Series of Unlawful Commodity Futures Transactions on Globex
… 5836-10 CFTC Charges Marat Yunusov with Engaging in a Series of Unlawful … DC - The U.S. Commodity Futures Trading Commission (CFTC) filed a complaint on June 11, 2010, in the U.S. … platform. Yunusov, who has never been registered with the CFTC, has held himself out to be a Russian national and also …
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CFTC Charges Ireland-based “Prediction Market” Proprietors Intrade and TEN with Violating the CFTC’s Off-Exchange Options Trading Ban and Filing False Forms with the CFTC
… November 26, 2012 CFTC Charges Ireland-based “Prediction Market” Proprietors Intrade and TEN with Violating the CFTC’s Off-Exchange Options Trading Ban and Filing False … CFTC Charges Ireland-based “Prediction Market” Proprietors …
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CFTC Charges Three Individuals and Three Florida Companies with Fraud in Multimillion-Dollar Precious Metals Scheme
… In continuing litigation against the defendants, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “As today’s enforcement action … the Southern District of New York today announced criminal charges against Johnson, Hook, and Baldwin.   [ United …
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The CFTC and California Department of Financial Protection & Innovation Charge Los Angeles Area Precious Metals Dealer in $21 Million Fraudulent Scheme
… million in a nationwide fraudulent scheme. The complaint charges the defendants with misappropriating customer funds … resides in Texas.   In the continuing litigation, the CFTC and the DFPI seek disgorgement of ill-gotten gains, … further violations of the Commodity Exchange Act (CEA), CFTC regulations, as well as various provisions of state …
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CFTC Charges California Resident Scott Bottolfson with Operating a $14 Million Commodity Pool Ponzi Scheme
… January 11, 2011 CFTC Charges California Resident Scott Bottolfson with Operating … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it charged Scott Bottolfson and … CFTC Charges California Resident Scott Bottolfson with Operating …
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CFTC Charges International Enterprise with Operating a $103 Million Fraudulent Binary Options Trading Scheme
… August 12, 2019 CFTC Charges International Enterprise with Operating a $103 … The following foreign entities and persons were sued in the CFTC complaint, which seeks to hold them liable for, and … CFTC Charges International Enterprise with Operating a $103 …
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CFTC Charges Eleven Individuals and Five Entities in Nationwide Binary Options Fraud Ring
… September 27, 2018 CFTC Charges Eleven Individuals and Five Entities in Nationwide … Washington, DC — The Commodity Futures Trading Commission (CFTC) today announced that it filed two complaints in … CFTC Charges Eleven Individuals and Five Entities in Nationwide …
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CFTC Charges Grand Island, Nebraska Resident with Fraud and Records Violations in Connection with $4 Million Commodity Pool
… June 30, 2011 CFTC Charges Grand Island, Nebraska Resident with Fraud and … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a complaint in the U.S. District Court for the … CFTC Charges Grand Island, Nebraska Resident with Fraud and …
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