Displaying results 2321 - 2330 of 2823
South Florida Court Orders Jeffrey Paul Jedlicki, Jeffrey Jedlicki, Inc., Roxana Sofia Lao Mendez, and Beatriz Peralta Quesada to Pay More Than $1.39 Million in Restitution, Disgorgement, and Civil Monetary Penalties for Foreign Currency Options Scam
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Cecilia M. … of Florida, entered judgments against defendants in a CFTC anti-fraud action: Jeffrey Paul Jedlicki was ordered to … and civil monetary penalties. The orders resolve charges arising from the CFTC’s complaint in CFTC v. …
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2022-25256a
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission)  is requesting nominations for … Nominations should be emailed to EEMAC_Submissions@cftc.gov  or sent by post to Lauren Fulks, EEMAC Secretary, … Secretary, at  (816) 787-6297 or email EEMAC_Submissions@cftc.gov. SUPPLEMENTARY INFORMATION: The Infrastructure …
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Federal Court in Texas Orders Total Call Group, Inc. and its Principals to Pay over $4.8 Million in Fines for Making False Representations and Issuing False Account Statements in Forex Fraud
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court entered an order … Court for the Eastern District of Texas, stems from a CFTC enforcement action filed on September 29, 2010, that … with an off-exchange foreign currency (forex) fraud (see CFTC Press Release 5908-10 ). The order finds that, …
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Concurring Statement of Commissioner Caroline D. Pham Regarding Amended Complaint
… I respectfully concur with the amendments to the CFTC’s Complaint originally filed on April 27, 2022, in the … LP and Patrick Halligan. [1] This is an important CFTC enforcement action.   However, I concur because I note … [1]   Statement of Commissioner Caroline D. Pham Regarding Charges Against Archegos Capital Management (April 28, …
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Statement of Commissioner Dawn D. Stump Regarding Enforcement Action Relating to Bitcoin Fraud
… The CFTC’s Complaint in this matter [1] is based on a charge of … anti-fraud provisions of the Commodity Exchange Act and the CFTC’s rules. I write separately (as I have before [2] ) to ensure the public is not misled to believe that the CFTC regulates cash or “spot” transactions in Bitcoin or …
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Federal Court Orders Alabama Company and its Owner to Pay Over $1.1 Million for Commodity Pool Fraud
… in conduct that violates the Commodity Exchange Act and CFTC regulations, registering with the CFTC, and trading in any CFTC-regulated markets. The court’s order stems from a 2019 …
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Michigan Federal Court Orders Florida Corporations Millenium Trading Group LLC and Worldwide Clearing LLC, and Florida Resident Cedric Stanton, to Pay More Than $10 Million in Sanctions
… Stanton, to Pay More Than $10 Million in Sanctions in CFTC Anti-Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that the U.S. District Court for the … bans defendants from trading on markets subject to CFTC jurisdiction or engaging in any conduct requiring CFTC …
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Federal Court Finds that Virtual Currencies Are Commodities
… holding that the Commodity Futures Trading Commission (CFTC) has the power to prosecute fraud involving virtual … currency and denying the defendants’ motion to dismiss the CFTC’s amended complaint. CFTC Director of Enforcement Comments James McDonald, CFTC …
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Joseph Clark Lavin and His Companies Ordered to Pay More than $23 Million in Restitution and Civil Monetary Penalties in Retail Foreign Currency Options Case
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained an order imposing … options trading. The court’s order and judgment resolve all charges against the defendants arising from the CFTC’s complaint in CFTC v. Joseph Clark Lavin, et al., …
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Federal Court Orders Ohioans Kevin and Keelan Harris, Canada-based Karen Starr, and their Companies, Complete Developments, LLC and Investment International Inc., to Pay over $23 Million for Fraud in Foreign Currency Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Judgment requiring Defendants … off-exchange foreign currency (forex) Ponzi scheme (see CFTC Release 5921-10 , October 7, 2010). Judge David D. … them, CDL, and I3 from trading and registering with the CFTC and from violating anti-fraud provisions of the …
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