Displaying results 2301 - 2310 of 2823
Federal Court in Florida Orders Over $2.5 Million in Sanctions against Abraham Gutterman and His Companies for Commodity Options Fraud and Misappropriation
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Marcia G. Cook, of the U.S. … LLC (ARGWM), both of South Florida. The order stems from a CFTC complaint filed against the defendants on March 15, … a fraudulent gold and oil commodity options scheme (see CFTC Press Release 6213-12 , March 20, 2012). The order …
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Statement of Commissioner Mark P. Wetjen, Public Meeting of the Commodity Futures Trading Commission
… regarding customer protection. Customer Protection The CFTC's core mission is to protect futures and swaps …
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Federal Court Orders Precious Metals Traders to Pay Penalties and Imposes Trading Bans for Spoofing and Engaging in a Deceptive or Manipulative Scheme
… in violation of the Commodity Exchange Act (CEA) and CFTC regulations.  The orders impose a $150,000 civil … of any registered entity and from registering with the CFTC in any capacity, and require each to cease and desist … from violating the CEA, as charged. The orders resolve the CFTC’s complaint filed against the defendants on January 26, …
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Southern Texas Court Orders Nexgen Software Systems, Inc., to Pay Civil Monetary Penalty for Failure to Register as a Commodity Trading Advisor
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that on July 27, 2006, the Honorable … civil monetary penalty for failing to register with the CFTC as a commodity trading advisor (CTA). The order stems from a CFTC complaint filed in 2004 that charged that the …
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Western Virginia Man Found Guilty of 37 Counts Related to Defrauding Commodity Pool Investors out of Millions
… to Defrauding Commodity Pool Investors out of Millions The CFTC Commends the Cooperative Enforcement Efforts that … DC — The U.S. Commodity Futures Trading Commission (CFTC) commends the U.S. Attorney’s Office for the Western … connection with the operation of an illegal commodity pool. CFTC professional staff assisted the U.S. Attorney’s Office …
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Federal Court Sanctions David Prescott for Forex Pool Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained $455,098 in restitution for defrauded … Partners (Cambridge). The court’s Order stems from a CFTC civil Complaint filed on April 30, 2013, charging … forex pool and then misappropriating their monies (see CFTC Press Release 6581-13 ). The Order, entered by the …
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Federal Court Orders Trading Firm and CEO to Pay More than $2.5 Million for Fraudulent Bitcoin Ponzi Scheme
… Bitcoin filed by the Commodity Futures Trading Commission (CFTC) (see CFTC Complaint and Press Release 7614-17 ).  CFTC Director … Court for the Southern District of New York, resolve the charges of the CFTC Complaint against GBI and Gelfman filed …
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Federal Court in New York Orders Defendants Forex Capital Trading Group, Forex Capital Trading Partners, and Highland Stone Capital Management to Pay over $1.8 Million for Fraud in Off-Exchange Foreign Currency Scheme
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Katherine B. Forrest of the … them from violating the Commodity Exchange Act and CFTC regulations, as charged. The order stems from a CFTC anti-fraud enforcement action filed on July 27, 2011 …
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Federal Court Orders Florida Attorney Jay Bruce Grossman to Pay a Civil Penalty and Restitution Totaling $883,000
… Agrees Not to Appear or Practice as an Attorney before the CFTC Washington, DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Beth Bloom of the U.S. … not to appear or practice as an attorney before the CFTC until such time as he has been reinstated by Order of …
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Michigan Couple Ordered to Pay More Than $3.1 in Sanctions for “Private Hedge Fund” Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court judge in Michigan … Court for the Western District of Michigan, resolves CFTC charges against the Klotzs based on their orchestration …
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