Displaying results 231 - 240 of 2823
CFTC Charges Global Link Miami Corporation and Three Individuals with Fraud in the Offer and Sale of Illegal Futures Contracts
… 4066-97 (CFTC Docket 98-1) … CFTC Charges Global Link Miami Corporation and Three Individuals …
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CFTC Files Complaint Charging Eugene Lyon Jewett, II, of Los Angeles with Violating Federal Commodity Law
… #4005-97 (CFTC Docket 97-7) … CFTC Files Complaint Charging Eugene Lyon Jewett, II, of Los …
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CFTC Charges Hugh J. Maddox with Fraudulent Trade Allocation Scheme
… CFTC Charges Hugh J. Maddox with Fraudulent Trade Allocation …
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CFTC SETTLES FRAUD CHARGES WITH CALIFORNIA RESIDENT MICHAEL INGWERSON
… CFTC SETTLES FRAUD CHARGES WITH CALIFORNIA RESIDENT MICHAEL INGWERSON …
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CFTC Charges Deutsche Bank AG with Multiple Swap Reporting Violations, Related Supervision Failures, and Violation of a Prior CFTC Order
… August 18, 2016 CFTC Charges Deutsche Bank AG with Multiple Swap Reporting … Related Supervision Failures, and Violation of a Prior CFTC Order CFTC and Deutsche Bank file joint motion seeking … CFTC Charges Deutsche Bank AG with Multiple Swap Reporting …
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CFTC Charges New Jersey Resident and His Company with Fraudulent Solicitation, Misappropriation, and Violating Consent Order
… and misappropriation, and Rege with violating a prior CFTC consent order that, among other things, barred him from … trading commodity interests for at least three years. [See CFTC Press Release No. 7979-19 ] The action also names Reema … Rege, Swapnil Rege’s spouse, as a relief defendant. The CFTC is seeking permanent trading and registration bans …
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CFTC Files Charges in $20 Million International Binary Options and Digital Asset Fraud Scheme
… May 7, 2020 CFTC Files Charges in $20 Million International Binary Options and … binary options and digital asset brokers.  The complaint charges defendants Daniel Fingerhut of Miami, Florida, and … with making materially false or misleading statements to CFTC staff, including while under oath, in an apparent …
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CFTC Charges Foreign Trading Platform with Offering Illegal Leveraged Transactions in Ether, Litecoin, and Bitcoin
… a company registered in St. Vincent and the Grenadines. The CFTC’s complaint charges the defendant with engaging in unlawful retail … commission merchant (FCM).     “ This action shows the CFTC’s continued commitment to ensuring that entities … CFTC Charges Foreign Trading Platform with Offering Illegal …
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CFTC Settles Charges against Deepak Singhal and Meera Singhal for Engaging in Illegal Trading Scheme
… December 4, 2012 CFTC Settles Charges against Deepak Singhal and Meera Singhal for … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a $258,868.75 … CFTC Settles Charges against Deepak Singhal and Meera Singhal for …
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CFTC Charges Former Energy Broker and Its Owner with Misappropriation of Nonpublic Information, Fraud, and Supervision Violations
… announced that it has issued an order filing and settling charges against former introducing broker Classic Energy LLC … their conduct violated the Commodity Exchange Act (CEA) and CFTC regulations. This is the CFTC’s second enforcement against Webb and Classic. On …
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