Displaying results 2291 - 2300 of 2823
U.S. District Court Orders Two Florida Residents and a Florida Firm to Pay More Than $4 Million for Defrauding Investors in a Foreign Currency Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a default judgment … currency (forex) fraud. The default order stems from a CFTC complaint, filed in the U.S. District Court for the … (FBI) arrested de Sousa and Rosario based on criminal charges filed by the U.S. Attorney’s Office for the Southern …
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Federal Court in North Carolina Orders Dennis Todd Hagemann and Yellowstone Partners, Inc. to Pay More than $1.6 Million for Defrauding Investors in a Foreign Currency Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal default … investors in a foreign currency (forex) Ponzi scheme (see CFTC Press Release 5795-10, March 15, 2010). The order, … on March 10, 2010, by North Carolina authorities based on charges by the North Carolina Securities Division. …
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New York Court Enters Order Imposing More than $2,000,000 in Monetary and Other Sanctions against Joseph Pappalardo, Ronald Turner, and Miron Vinokur in a Foreign Currency Scam
… D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced that U.S. District Court Judge Shira A. … operation. The order, entered on April 24, 2007, grants the CFTC’s motion for summary judgment against Pappalardo, … of high returns, failed to disclose hidden commission charges, issued account statements that falsely …
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California Federal District Court Imposes Restitution of $13.8 Million and Penalties of $1.5 Million Against Robert Joseph Beasley and Longboat Global Funds Management, LLC in Hedge Fund Fraud Action Brought by the Commodity Futures Trading Commission
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on August 27, 2007, a federal … of California, arises out of a complaint filed by the CFTC on May 25, 2005, and amended on October 3, 2005, … personal financial interest in those investments. (See CFTC Press Release 5084-05, June 16, 2005). Specifically, …
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Federal Court Imposes More than $57 Million in Sanctions against Two Mexican Companies, MXBK Group S.A. de C.V. and MBFX S.A., for Defrauding their U.S. Foreign Currency (Forex) Customers
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court … Specifically, the Order finds, as was alleged in the CFTC’s complaint filed on December 1, 2010, that during the … when, in fact, they lost approximately $19.4 million (see CFTC Press Release 5946-10 ). The Order also imposes …
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Federal Court Orders James de Wet, a South African Resident, to Pay Over $1 Million for Violating the Commodity Exchange Act
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Harold Baer, Jr., … judgment order , entered on July 31, 2006, resolves charges against de Wet arising from the CFTC’s complaint in CFTC v. James de Wet , 05 CV 8401 …
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Tennessee Federal Court Imposes More than $49.7 Million in Monetary Sanctions on Dennis R. Bolze and His Company, Centurion Asset Management, Inc. for Fraud and Misappropriation in Commodity Pool Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court order imposing more than … stems from an anti-fraud enforcement action filed by the CFTC on March 3, 2009 (see CFTC Press Release 5634-09). The CFTC complaint charged …
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California Federal Court Imposes More than $46.9 Million in Monetary Sanctions on Robert D. Bame and his Firm, Forward Investment Group, LLC, for Commodity Pool Fraud
… DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court order imposing more than … Court for the Central District of California, stems from a CFTC complaint filed on August 26, 2008. The CFTC complaint charged Bame and Forward with, among other …
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2019-19438
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') charges fees to designated contract markets and registered … contact Jennifer Fleming at (202) 418-5034 or jfleming@cftc.gov , or see the CFTC website at http://www.cftc.gov , …
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Statement of Commissioner Mark P. Wetjen, Public Meeting of the Commodity Futures Trading Commission
… regarding customer protection. Customer Protection The CFTC's core mission is to protect futures and swaps …
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