Displaying results 2271 - 2280 of 2823
Federal Court Orders Moroccan National and Former Citigroup Trader Otmane El Rhazi to Pay Over $1.49 Million for Unlawful Trading and Misappropriation from a Citibank, N.A. Proprietary Account
… DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court default judgment order … registration bans against El Rhazi. The order stems from a CFTC complaint filed on April 15, 2011 (see CFTC Press Release 6025-11, April 18, 2011). The CFTC …
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U.S. Commodity Futures Trading Commission Sanctions Russell Investments Ireland Limited and Russell Investments Cayman Ltd. for Failure to File Annual Reports on Time for the Commodity Pools they Operate
… Annual Reports on Time for the Commodity Pools they Operate CFTC Order Requires the Commodity Pool Operators to Pay a … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced the issuance of an amended order filing and simultaneously settling charges against Russell Investments Ireland Limited (RIIL) …
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Michigan Federal Court Orders Jeffrey L. Groendyke and JG Forex Fund to Pay over $1.4 Million for Operating a Forex Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal consent order for permanent injunction against CFTC defendant Jeffrey L. Groendyke (doing business as JG … activity, including trading and registering with the CFTC. The order settles a CFTC anti-fraud enforcement action …
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Federal Court Imposes over $2.8 Million in Sanctions against Florida Resident Martin H. Bedick and His Company, Angus Jackson, Inc., for Making False Statements
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable James I. Cohn of … of Section 9(a)(4) of the Commodity Exchange Act (CEA) (see CFTC Press Release 6203-12 , March 12, 2012). In addition, … maintained with Martin B. Rosenthal. As outlined in the CFTC’s March 12, 2012, complaint, Rosenthal acted as an …
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California Federal Court Orders Australian Commodity System Vendor Richard Swannell to Pay Civil Monetary Penalty
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that Judge Terry J. Hatter of the U.S. … in connection with an enforcement action filed by the CFTC in 2003 (see CFTC News Release 4789-03 , May 21, 2003) that charged, …
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Chicago-Based Cadent Financial Services LLC Sanctioned for Failing to Diligently Supervise Employees
… Sanctioned for Failing to Diligently Supervise Employees CFTC orders Cadent to pay a $120,000 civil penalty and to … DC ― The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing and simultaneous settlement of charges against Cadent Financial Services LLC (Cadent), of …
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U.S. Commodity Futures Trading Commission Seeks to Revoke Registrations of Worldwide Commodity Corporation and South Coast Commodities, Inc.
… D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on December 7, 2006, it filed … Inc., both of Pembroke Pines, Florida. Accordingly, the CFTC has ordered that a public hearing be held to determine … Florida on September 19, 2006. The consent order resolved charges against Worldwide and South Coast and other …
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New York Firm Sanctioned for Defrauding Investors in Excess of $4.4 Million Dollars in a Foreign Currency (Forex) Scam
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Shira A. … of $130,000 for each of the two violations charged by the CFTC. The defendants were further ordered to disgorge all … benefits received from their illegal acts and practices. CFTC Filed a Complaint Against Defendants in March 2006 This …
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Georgia Federal Court Enters Order for Permanent Injunction against Joseph L. Autry, Jr. and His Company, Autry Capital Management LLC, for Commodity Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that it obtained a federal court summary judgment order for a permanent injunction against CFTC defendants Joseph L. Autry, Jr. and his company, Autry … Court for the Southern District of Georgia, resolves a CFTC anti-fraud enforcement action filed in September 2010, …
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Federal Court in Illinois Orders Chicago-based Introducing Broker New World Holdings, LLC to Pay $50,000 to Settle Record-Keeping Violation Action
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order against Defendant New … prohibits NWH from violating the Commodity Exchange Act and CFTC Regulations, as charged in the Complaint filed against NWH and two other Defendants on July 22, 2010 (see CFTC Press Release 5861-10 ). NWH is registered with the …
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