Displaying results 2261 - 2270 of 2823
… Director, Telephone: (202) 418-5463, Email: kwalek@cftc.gov, or Amanda Lesher Olear, Special Counsel, Telephone: (202) 418-5283, Email: aolear@cftc.gov, Michael Ehrstein, Attorney-Advisor, Telephone: … membership dues on CPOs and CTAs, currently $750, and charges $90 for the National Commodity Futures Examination …
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… are properly registered and in good standing. Check the CFTC RED List (Registration Deficient). You should avoid the … 800-676-4632 Check online for disciplinary history with the CFTC or call us at 866-366-2382 Contact your state’s … or regulated institutions or entities that are outside the CFTC's jurisdiction. Check the following websites (note that …
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… Flushing, New York Trader for Illegal Electronic Trading CFTC Order Requires Pak Tong Lui to Repay Customers Injured … D.C. — The U.S. Commodity Futures Trading Commission (CFTC) announced today that it filed and simultaneously settled charges under the Commodity Exchange Act (CEA) against Pak …
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… in the future. The Commodity Futures Trading Commission (CFTC) was established as in independent regulator in 1975, … While the futures market has been regulated by the CFTC, the swaps marketplace in the United States, Europe and … of intermediaries and transparency. The law gave the CFTC responsibility for swaps and the Securities and …
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… Exchange Act (CEA), as charged, registering with the CFTC, and trading in any CFTC-regulated markets. The order finds Yang and her … which was derived from the fraud. The order resolves the CFTC’s enforcement case against Yang, AK Equity, Xapphire, …
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… Commission today issued an order filing and settling charges against Sukarne SA de CV , a Mexico-based meat … penalty. This case is brought in connection with the CFTC’s Livestock Markets Task Force. The order finds that on … position limit of 300 contracts established by CME. The CFTC’s investigation was conducted in conjunction with a …
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… 2013 Washington, DC — Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler today made the following statement on the CFTC’s enforcement action that requires Coöperatieve … a $475 million penalty for manipulation and false reporting charges related to LIBOR and Euribor: “With today’s …
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… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today the filing of a complaint in the U.S. … a futures commission merchant (FCM) registered with the CFTC. The complaint alleges violations of the minimum net … a Commission regulation. As of July 20, 2007, the complaint charges, Nations’ adjusted net capitalization remained below …
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… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court order requiring Anthony … the District of Arizona on January 30, 2012, stems from a CFTC complaint filed in January 2011, charging Linton with … and misappropriation in connection with the scheme (see CFTC Release 5970-11 , January 24, 2011). The order requires …
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… The order bans Robinson and QYUHI from trading in any CFTC-regulated markets and registering with the CFTC. It also requires them to pay, jointly and severally, … pool operator (CPO) without being registered with the CFTC as a CPO as required, and Robinson acted as an …
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