Displaying results 2241 - 2250 of 2823
… DC - The U.S. Commodity Futures Trading Commission (CFTC) on May 4, 2011, obtained a federal court consent order … who traded on U.S. futures markets from overseas. The CFTC charged Yunusov with engaging in fictitious … Exchange (CME) Globex electronic trading platform (see CFTC Press Release 5836-10, June 15, 2010). The order also …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') is adopting regulations to … of Market Oversight (``DMO'') at (202) 418-5278 or tleahy@cftc.gov; Jeffrey L. Steiner, Special Counsel, DMO at (202) … publicly reportable swap transaction. (i) Fees. Any fees or charges assessed on a reporting party, registered swap …
Created on:
… focus. We should not embellish or embroider what Congress charges us with doing, and we should recognize that our … addressing the issue. In other words, talking about the CFTC’s upcoming role means talking about dealing with … important committee. I believe it is imperative that the CFTC keep informed of the ever evolving technological …
Created on:
… are all aware, the Commodity Futures Trading Commission (CFTC) is charged with regulating futures contracts, options … futures products, which are jointly regulated by the CFTC and the SEC. It is also possible to trade hybrid … [1] who happens to be a Deputy General Counsel at the CFTC, is that such ETFs are neither securities nor futures. …
Created on:
… His Company Parish Economics, LLC Court's Action Stems from CFTC Civil Action Charging Defendants with Commodity Pool … D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable David C. Norton of … Summerville, South Carolina. The court’s order stems from a CFTC complaint filed on April 17, 2007 (see CFTC News …
Created on:
… CONTACT: Gary Barnett, Director, 202-418-5977, gbarnett@cftc.gov, Frank Fisanich, Chief Counsel, 202-418-5949, ffisanich@cftc.gov, Adam Kezsbom, Special Counsel, 202-418-5372, … acquisitions and disposals of financial products, the charges and credits arising from them, and the names of the …
Created on:
… Palacios, a/k/a Luis Pineda of Orlando, Florida. [See CFTC Press Release No. 8379-21 ] The court imposed fines and … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. The orders resolve the CFTC’s enforcement case filed on July 16, 2020. [See CFTC …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') charges fees to designated contract markets and registered … contact Jennifer Fleming at (202) 418-5034 or jfleming@cftc.gov , or see the CFTC website at www.cftc.gov , …
Created on:
… our law enforcement partners for working closely with the CFTC after we brought this activity to light. Today, the Commodity Futures Trading Commission resolved charges against Glencore International A.G., Glencore Ltd., … This settlement represents the largest settlement in CFTC history. Glencore is one of the world’s largest …
Created on:
… on Time for Many of the Commodity Pools they Operate CFTC Order Requires the Commodity Pool Operators to Pay a … D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today the issuance of an order filing and simultaneously settling charges against Merrill Lynch Investment Managers, LLC …
Created on: