Displaying results 2231 - 2240 of 2823
Remarks of Chairman Timothy Massad before the National Energy Marketers Association
… for public comment. Reporting of Illiquid Swaps . CFTC staff also recently granted relief from the real-time … In the meantime, to facilitate the RTO’s ongoing operation, CFTC staff have provided no-action relief. These … Services announced a settlement with Deutsche Bank over charges of manipulating their LIBOR submission. We brought …
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Statement Regarding Confirmation of Gary Gensler
… Statement of CFTC Acting Chairman Michael V. Dunn Regarding Confirmation … today confirmed President Obama’s nominee to head the CFTC, Gary Gensler, who is poised to take over the … months.   Working with the extremely dedicated and talented CFTC staff, I have developed an increased appreciation for …
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Opening Statement before the Technology Advisory Committee Meeting 2.0
… CFTC Technology Advisory Committee Opening Statement by …
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Federal Court Orders Texas Energy Broker, Its Owners, and Affiliated Trading Firms to Pay Nearly $3 Million For Fraud, Trading Against Customers Without Consent and Failure to Supervise
… in further violations of the Commodity Exchange Act and CFTC regulations. Case Background The CFTC charged the defendants with taking the opposite side of … relating to Coquest’s and Buttonwood’s business. The CFTC thanks the National Futures Association for its …
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Federal Court Orders Florida Man to Pay Over $1 Million in Penalties for Fraudulent Solicitation and Misappropriation in a Commodity Pool Scheme
… Cox of Fort Lauderdale, Florida. The order resolves the CFTC’s May 31, 2022 lawsuit against Cox and finds him liable … misappropriating at least 14 pool participants’ funds. [See CFTC Press Release No. 8537-22 ]. The court’s order of … a managed futures account in a CFTC case against him. Those charges resulted in permanent trading and registration bans …
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2018-27042
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') charges fees to designated contract markets and registered … contact Jennifer Fleming at (202) 418-5034 or jfleming@cftc.gov , or see the CFTC website at http://www.cftc.gov , …
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Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme
… Illinois entered a consent order on December 7, resolving CFTC charges that Roman Banoczay Jr. (Banoczay Jr.) of … market in violation of the Commodity Exchange Act (CEA) and CFTC regulations.  The order imposes a $750,000 civil …
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Written Testimony of Chairman J. Christopher Giancarlo before the U.S. Senate Agriculture, Nutrition, and Forestry Committee
… the work of the Commodity Futures Trading Commission (CFTC). When I appeared before this Committee last summer, we … and manufacturer. I outlined for you my priorities for the CFTC: to carry out the CFTC’s mission to foster open, … For example, in February 2017, the CFTC filed and settled charges against Forex Capital Markets LLC for $7 million for …
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Federal Court Orders Florida Commodity Pool Operator to Pay Nearly $9 Million in Restitution
… District of Florida entered consent orders resolving charges against defendant Bluprint LLC and relief defendant … finds that it violated the Commodity Exchange Act (CEA) and CFTC regulations prohibiting fraud, requiring registration … pay $2,334,467.25 in disgorgement. The orders resolve the CFTC’s action, initially filed January 18, 2022, with an …
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2013-19791
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is adopting final regulations to implement enhanced … Radhakrishnan, Director, 202- 418-5188, aradhakrishnan@cftc.gov, Robert B. Wasserman, Chief Counsel, 202-418-5092, … which sets forth interim rules governing the capital charges arising from bank exposures to CCPs related to OTC …
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