Displaying results 2181 - 2190 of 2823
… each proposed rule, and details of meetings held between CFTC staff and outside parties. Related Federal Register … Margin Rules for Substituted Compliance Purposes Event: CFTC to Hold an Open Commission Meeting on September 8th to … Series of Proposed Rules under the Dodd-Frank Act Event: CFTC, SEC Staff Roundtable to Discuss Issues Related to …
Created on:
… to join you today in person and alongside so many of my CFTC colleagues. Thank you to Katie Trkla and the Committee … we no doubt will recall it as a period of time that put the CFTC on highest alert….” [3] 2022 gave the agency an … the 82 actions filed in 2022, in May, the CFTC resolved charges against Glencore International A.G., Glencore Ltd., …
Created on:
… Washington, DC – The Commodity Futures Trading Commission (CFTC) today announced that on April 11, 2018, the U.S. … Vest, Inc. (Bulletproof Vest). The judgment resolves a CFTC enforcement action filed on August 6, 2014, charging … on March 2, 2018, the Court entered final judgment on fraud charges against the Defendants’ respective holding companies …
Created on:
… of approximately $7.4 million . The order resolved a CFTC enforcement action in which the CFTC charged Thompson with knowingly or recklessly making … in connection with their purported purchase of Bitcoin [See CFTC Press Release No. 8023-19 ]. “Fraudulent schemes, such …
Created on:
… energy market issues, including our enforcement cases. The CFTC oversees the futures trading industry, including … and other trading platforms. Congress also directed the CFTC to review its rules affecting market intermediaries, … against Enron in federal court in Houston, including charges that Enron manipulated Henry Hub natural gas prices …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is establishing a new system of records, CFTC-56, Office of the Inspector General Audit Files, to … may submit comments by any of the following methods: CFTC Comments Portal: https://comments.cftc.gov. Select the …
Created on:
… on Banking, Housing, and Urban Affairs, Washington, DC CFTC Commissioner Jill E. Sommers April 24, 2012 Good … them at a later date. Oversight of FCMs FCMs are subject to CFTC-approved minimum financial and reporting requirements … notices with the CFTC as a result of additional capital charges that FINRA and the SEC required the BD to take on …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or ``Commission'') charges fees to designated contract markets and registered … contact Jennifer Fleming at (202) 418-5034 or jfleming@cftc.gov , or see the CFTC website at https://www.cftc.gov , …
Created on:
… proceedings before a hearing officer in the absence of CFTC Administrative Law Judges (ALJs) and in lieu of filing … bypasses federal Article III courts, and is a misuse of the CFTC’s adjudication authority. The Commission should file … court held that the SEC’s authority to bring civil fraud charges before the SEC’s own ALJ is unconstitutional because …
Created on:
… SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) charges fees to designated contract markets and registered … contact Jennifer Fleming at (202) 418-5034 or jfleming@cftc.gov, or see the CFTC Web site at www.cftc.gov, …
Created on: