Displaying results 2131 - 2140 of 2823
Federal Court Orders Missouri Resident Daniel K. Steele and His Missouri Company, Champion Management International, LLC, to Pay over $2.5 Million in Monetary Sanction
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Ronnie L. White of … Act (CEA), as charged. The Court’s Order stems from a CFTC Complaint filed on September 25, 2013 and an amended … to participate in three foreign currency (forex) pools (see CFTC Press Release and Complaint 6712-13 , September 26, …
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Federal Court in Nevada Orders My Global Leverage, LLC and Toney Blondo Eggleston to Pay More than $1.4 Million in Restitution and a Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Andrew P. Gordon of the U.S. … metals transactions. The Court’s Order stems from a CFTC Complaint filed on April 23, 2015, that charged MGL and … for MGL’s violations of the Commodity Exchange Act. ( See CFTC Complaint and Press Release 7161-15 .) In the Order, …
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Federal Court in California Orders Las Vegas Resident Gordon A. Driver and His Companies to Pay over $41 Million in Restitution and Penalties in Commodity Pool Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the U.S. District Court for the … of over $14 million. Axcess Fund is registered with the CFTC as a Commodity Pool Operator (CPO), and Driver is … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. The order stems from a CFTC …
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Federal Court Orders Former Alabama Resident John David Stroud and His Companies to Pay More than $4.7 Million in Restitution and a Civil Monetary Penalty for Committing Commodity Pool Fraud and Misappropriation
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that newly assigned Judge John A. … Act (CEA), as charged. The court’s Order stems from a CFTC Complaint filed four years ago that charged Stroud and … and misappropriation in operating two commodity pools (see CFTC Press Release 6195-12 , March 7, 2012). According to …
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Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced the entry of a permanent injunction order in … court’s order, entered on January 11, 2006, stems from a CFTC complaint filed on June 21, 2004 (see CFTC News Release 4945-04, June 29, 2004), which charged …
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Federal Court Freezes Assets of Mark Alan Vanderploeg and His Companies, Midwest Land & Livestock, Inc., SKV Farms Inc. and DCV Farms, Inc.
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency federal … the destruction of books and records and grants the CFTC immediate access to such documents. The order stems from a CFTC enforcement action filed under seal on September 8, …
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Federal Court Enters Summary Judgment Against Convicted Florida Man and Orders Multiple Entities and Individuals to Pay Over $60 Million for Retail Forex Fraud Scheme
… for all violations of the Commodity Exchange Act (CEA) and CFTC regulations alleged in the complaint, including … a 23-year prison sentence. The consent orders resolve charges against the settling defendants for their operation … and the settling defendants failed to register with the CFTC, improperly commingled and received pool funds, and …
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Federal Court Orders California Defendants CTI Group, LLC, Cooper Trading, Stephen Craig Symons, and James David Kline to Pay Over $29 Million in Disgorgement and Fines for Fraudulent Sale of Automated Trading Systems
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Katherine Polk Failla of … known as Boomer and Victory. The court’s Order stems from a CFTC Complaint filed on May 11, 2012, that charged the … 500 Stock Index futures contracts in managed accounts (see CFTC Press Release 6266-12 and Complaint). The Order, …
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Federal Court in Florida Orders Restitution, a Civil Monetary Penalty, and Permanent Injunction against Robert Tripode for Engaging in Fraud in Connection with Forex
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Fort … from further violations of the Commodity Exchange Act and CFTC Regulations, as charged. The Consent Order, entered on … from his work as an agent of FMIF. The Order stems from a CFTC enforcement action filed on September 30, 2014, that …
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Remarks of Chairman Rostin Behnam at the U.S. Cattlemen’s Association 16th Annual Meeting, Fort Worth, Texas
… advocating for transparency and robust price discovery in CFTC markets, supporting the health and safety of our … such as insurance and commodity-based programs. Though the CFTC’s role is limited to enforcement authority in the cash … of $5 Mln | CFTC ; Press Release Number 5472-08, CFTC, CFTC Charges Texas Resident Rockland McMahan with Making False …
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