Displaying results 2111 - 2120 of 2823
Federal Court Orders Texas Resident Ray M. White and CRW Management LP to Pay More than $19 Million for Defrauding Customers and Misappropriating Millions of Dollars in Forex Fraud
… in Forex Fraud Ray White pleaded guilty to related federal charges and was sentenced to 10 years in federal prison. … DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained federal court consent orders resolving its … LLC, all of Mansfield, Texas. The claims arose from a CFTC complaint filed on March 4, 2009, in the U.S. District …
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Federal Court in Illinois Imposes over $3.5 Million in Sanctions against Dimitry Vishnevetsky and his Company, Oxford Capital, for Orchestrating Commodity Fraud Schemes and Misappropriation
… DC — The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order requiring Defendants … District of Illinois on February 26, 2014, stems from a CFTC enforcement action filed on May 1, 2012, that charged … and an additional fraudulent commodity trading scheme (see CFTC Press Release 6249-12). The court’s Order also imposes …
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New York Court Enters Order Granting Judgment against American Energy Exchange and York Commodities for International Commodity Option Scam
… D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced that the Honorable Lewis A. Kaplan, U.S. … an order for default judgment on May 7, 2007, resolving charges against AMENX and York for violating the Commodity Exchange Act. The charges arise from the CFTC’s complaint in CFTC v. American Energy Exchange, et …
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New York Federal Court Orders New York Financial Advisor Wayne P. Weddington III and His Companies to Pay More than $1 Million for Commodity Pool Fraud and Unregistered Activity
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge Colleen McMahon of the U.S. … Commodity Exchange Act, as charged. The Order stems from a CFTC Complaint filed April 18, 2014 (see Press Release and … investors using the false trading results. The CFTC cautions victims that restitution orders may not result …
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Federal Court Orders Louis J. Giddens, Jr., Anthony W. Dutton, and Michael Gomez to Pay Combined Restitution and Penalties of over $400,000 for Foreign Exchange Currency Scheme
… Foreign Exchange Currency Scheme Court Order Stems from a CFTC Complaint that Charged Dutton with Solicitation Fraud … DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained a consent Order from the U.S. District Court … by U.S. District Judge William S. Duffey, Jr., stems from a CFTC anti-fraud Complaint filed against the Defendants on …
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Federal Court Orders Alexander Glytenko and His Company, Direct Investment Products, Inc., to Pay a Monetary Penalty and Restitution Totaling More than $3.8 Million in Connection with Commodity Pool Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Cynthia Bashant of the U.S. … Glytenko and DIP from further violations of the CEA and CFTC Regulations, as charged, and imposes permanent trading … and registration bans on them. The Order arises from a CFTC Complaint filed on December 5, 2013, which charged …
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Federal Court in Illinois Orders Windsor Brokers, Ltd. of Cyprus to Pay $140,000 Civil Monetary Penalty, Cease Soliciting U.S. Customers, and Modify Website
… U.S. Customers, and Modify Website Action part of CFTC’s nationwide sweep against foreign currency firms for … register under the 2008 Farm Bill, the Dodd-Frank Act, and CFTC regulations Washington DC – The U.S. Commodity Futures … to pay a $140,000 civil monetary penalty to settle CFTC charges. Windsor unlawfully solicited U.S. customers to …
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Federal Court Orders California Resident David Bryant to Pay More than $6 Million in Restitution and Penalties for Fraud and Misappropriation
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Edmond E. Chang of … Exchange Act, as charged. The Order arises out of a CFTC Complaint filed on December 2, 2015, charging Bryant … Pool Operator (CPO) without being registered with the CFTC, as required (see CFTC Complaint and Press Release …
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Federal Court Orders Pennsylvania Man and His Companies to Pay More Than $1.2 Million in Forex Trading Scheme
… the Commodity Exchange Act, from registering with the CFTC, and from trading in any CFTC-regulated markets. The order resolves a CFTC enforcement action filed on April 17, 2018 charging the …
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Federal Court Orders North Carolina Resident Edwin A. Vasquez and His Company, Vasquez Global Investments, LLC, to Pay over $1.3 Million for Commodity Pool Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Martin Reidinger of the … bans against all Defendants. The Court’s Order stems from a CFTC Complaint filed on July 30, 2014, that charged Vasquez … operation of an unregistered commodity trading pool (see CFTC Press Release 6974-14 ). The Complaint also charged …
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