Displaying results 211 - 220 of 2823
CFTC Charges Five Entities and Five Individuals with $58 Million Foreign Currency Fraud and Misappropriation Scheme
… fraudulent foreign currency (forex) scheme.  The complaint charges defendants Jase Davis of Brandon, Mississippi; Borys … customers for purported trading in forex.  The CFTC seeks restitution to defrauded customers, disgorgement … further violations of the Commodity Exchange Act and CFTC regulations, as charged. Case Background     The …
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CFTC Charges Trading Systems Firm and its Principal with Solicitation Fraud and False Statements
… September 10, 2019 CFTC Charges Trading Systems Firm and its Principal with … and online support (trading system).  In addition, the CFTC’s complaint charges Jousef with making false or … CFTC Charges Trading Systems Firm and its Principal with …
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CFTC Charges Two Individuals with Multi-Million Dollar Digital Asset Pump-and-Dump Scheme
… (RDD). This enforcement action is the first brought by the CFTC for a manipulative scheme involving digital assets. … innovation is constantly breaking new ground, and the CFTC’s enforcement efforts must keep up. We will always act … New York announced the indictment of McAfee and Watson on charges of conspiracy to commit commodities and securities …
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CFTC Charges California Residents Christopher Valois and Cynthia Wong and Their Companies with Fraud and Registration Violations
… February 3, 2015 CFTC Charges California Residents Christopher Valois and Cynthia … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Cormac J. Carney of the … CFTC Charges California Residents Christopher Valois and Cynthia …
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CFTC Charges Company and its Principal in $33 Million Fraudulent Digital Asset Scheme
… February 11, 2020 CFTC Charges Company and its Principal in $33 Million Fraudulent … markets, including those involving digital assets,” said CFTC Director of Enforcement James McDonald. “Rooting out … CFTC Charges Company and its Principal in $33 Million Fraudulent …
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CFTC Charges CEO of Managed Fund with Misappropriation, Fraud, and Making False Statements to NFA
… May 10, 2019 CFTC Charges CEO of Managed Fund with Misappropriation, Fraud, … D.C. -- The Commodity Futures Trading Commission (CFTC) announced today that it filed a civil enforcement … District Court for the Southern District of New York that charges defendant Fabio Bretas de Freitas with fraud and …
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CFTC Charges Illinois-Based Trader with Violating Soybean Futures Speculative Position Limits
… September 25, 2019 CFTC Charges Illinois-Based Trader with Violating Soybean Futures … the 540-contract, spot-month limit established by the CFTC.  Additionally on July 31, 2018, ARMKAT held 875 short … CFTC Charges Illinois-Based Trader with Violating Soybean Futures …
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CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company TradeMasters USA, LLC with Fraud and Failing to Register with the CFTC
… August 17, 2016 CFTC Charges Mirko “Mick” Schacke and his Nevada-based Company … USA, LLC with Fraud and Failing to Register with the CFTC CFTC Alleges Schacke and his Company TradeMasters … to register with the CFTC, as required. The CFTC also charges TradeMasters with failing to provide required …
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CFTC Obtains Final Judgment against Italian National Carmine Garofalo Charged with Illegal Trading
… August 31, 2011 CFTC Obtains Final Judgment against Italian National Carmine … DC - The U.S. Commodity Futures Trading Commission (CFTC) announced today that the U.S. District Court for the … in restitution and a $1,844,775 civil monetary penalty. The CFTC charged Garofalo with fraud and noncompetitive trading …
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CFTC Charges California Resident David Bryant with Fraud and Acting as an Unregistered Commodity Pool Operator
… December 4, 2015 CFTC Charges California Resident David Bryant with Fraud and … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on December 2, 2015, it filed a … CFTC Charges California Resident David Bryant with Fraud and …
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