Displaying results 2091 - 2100 of 2823
Federal Court in Florida Orders Michael Alcocer and His Panama-based Company, InovaTrade, Inc., to Pay More than $38 Million in Foreign Currency Fraud Action
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court Order … Neither Defendant has ever been registered with the CFTC. The Default Judgment and Permanent Injunction Order … for the Southern District of Florida, and stems from a CFTC Complaint filed on September 21, 2012, that charged …
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2022-13141
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or  ``Commission'') charges fees to designated contract markets and  registered … 1155 21st Street NW, Washington, DC 20581;  jmattingley@cftc.gov. For information on electronic payments, contact  …
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Federal Court Orders Jody Dupont of Anderson, South Carolina, and His Company, Open Range Trading LLC, to Pay $192,000 for Defrauding Customers in Connection with Offering and Selling Futures Trading System
… Washington, DC – The Commodity Futures Trading Commission (CFTC) announced that Judge Timothy M. Cain of the U.S. … DuPont nor Open Range has ever been registered with the CFTC. According to the Orders, from at least March 2012 … violations of the Commodity Exchange Act (CEA) and the CFTC’s Regulations, as charged, and permanently prohibits …
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Federal Court in Texas Orders Rodney Wagner and Roger Wagner, and their company GID Group, Inc., to Pay Over $2.4 Million for Fraud in Foreign Currency (Forex) Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order against defendants … none of the defendants has ever been registered with the CFTC. The Order, entered by Judge David C. Godbey of the … Court for the Northern District of Texas, stems from a CFTC enforcement action filed on November 8, 2011, against …
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Federal Court Orders San Antonio, Texas Area Resident Stuart J. Pippin to Pay $1.68 Million to Hedge Fund Investors
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the United States District Court … District of New York entered a consent order settling the CFTC’s charges in a hedge fund fraud case against Stuart Pippin of …
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Federal Court in Illinois Orders Matthew J. Marcus and His California Company Tech Power Inc. to Pay a $250,000 Penalty for Engineering a Money Pass Scheme Involving More than 1,200 Single Stock Futures Trades
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that on June 30, 2016, Judge Milton I. … District of Illinois entered a Consent Order settling CFTC charges against Defendants Matthew J. Marcus of …
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2024-31177
… The Commodity Futures Trading Commission (Commission or CFTC)  is amending its regulations, adopted under the … B. Wasserman, Chief Counsel,  202-418-5092, rwasserman@cftc.gov; Daniel O'Connell, Special Counsel,  202-418-5583, … margin calls for purposes of determining  capital charges. The JAC did not take a position with respect to …
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Federal Court in Texas Orders $1.5 Million in Sanctions against Defendant Mark E. Rice for Fraudulent Forex Scheme
… DC — The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order requiring Defendant … restitution and a $673,000 civil monetary penalty to settle CFTC charges related to fraudulent solicitation and …
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Federal Court Orders Arizona Resident Ray Thomas Brown to Pay over $1.2 Million for Solicitation Fraud and Misappropriation in Operating Two Commodity Scams
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Frederick J. Martone of the … U.S. District Court for the District of Arizona granted the CFTC’s motion for summary judgment and entered an Order of … civil monetary penalty of $140,000. The Order stems from a CFTC Complaint filed on November 26, 2012 (see CFTC Press …
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Federal Court in Illinois Orders City Credit Capital, (UK) Ltd. to Pay $140,000 Civil Monetary Penalty for Acting as Unregistered Retail Forex Dealer
… U.S. customers and to modify website Action part of CFTC’s nationwide sweep against foreign currency firms for … register under the 2008 Farm Bill, the Dodd-Frank Act, and CFTC regulations Washington DC – The U.S. Commodity Futures … to pay a $140,000 civil monetary penalty to settle CFTC charges. The order finds that City Credit unlawfully …
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