Displaying results 2081 - 2090 of 2823
Federal Court Orders Robert A. Christy and His Company, Crabapple Capital Group LLC, to Pay over $2.6 Million in Monetary Sanctions for Foreign Currency Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order … monetary penalty and $1,099,598 in restitution to settle CFTC charges that they operated a forex commodity pool fraud, …
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Federal Court in Idaho Orders Michael Justin Hoopes to Pay over $11.8 Million for Operating a Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court order requiring defendant … from further violations of the Commodity Exchange Act and CFTC regulations, as charged. The consent order of permanent … U.S. District Court for the District of Idaho, stems from a CFTC complaint filed on October 25, 2011, that charged …
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South Florida Residents Frank Anthony DeSantis III and Doreen Rose Valko Ordered to Pay More than $8 Million in Restitution and Penalties for Operating a Foreign Currency Options Scam
… Trading, Inc. Also Ordered to Disgorge Ill-Gotten Gains in CFTC Anti-Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that Frank Anthony DeSantis III of … $1.13 Million The court’s action stems from CFTC anti-fraud charges filed against the defendants in July 2006 in CFTC v. …
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Federal Court Orders Husband and Wife Team and Their Company to Pay Defrauded Customers More Than $1 Million in Connection with a Futures Trading Scheme
… Washington, DC — The Commodity Futures Trading Commission (CFTC) announced today that on December 27, 2018 a Washington … in connection with an enforcement action brought by the CFTC charging the defendants with fraudulent solicitation … previously for 33 months in connection with wire fraud charges.  In a parallel criminal case filed in the United …
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Federal Court Orders Forex Dealer One World Capital Group and Its President, John “Jack” Edward Walsh, to Pay $520,000 in Sanctions
… DC -- The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an order against … monetary penalty for failing to demonstrate compliance with CFTC net capital requirements. (CFTC v. One World Capital … In January 2009, Walsh was arrested on federal fraud charges in connection with the operation of One World …
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U.S. Commodity Futures Trading Commission Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former Western Gas Resources Energy Trader Andrew Richmond
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court in Colorado entered a consent order settling charges by the CFTC that defendant Andrew K. Richmond of Superior, …
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Federal Court in New York Orders Marc Perlman and iGlobal Strategic Management, LLC to Pay over $2 Million for Solicitation Fraud and Misappropriation Involving Off-Exchange Foreign Currency and a Commodity Pool Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Barbara S. Jones of the … Strategic Management, LLC (iGlobal). The order stems from a CFTC complaint filed on August 28, 2012, charging the … for cash withdrawals and payment of expenses, including charges at department, electronic, grocery stores, and …
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Federal Court Orders Spencer Montgomery, Brian Reynolds, Arjent Capital Markets LLC, and Chicago Trading Managers LLC to Pay More than $1.8 Million for Commodity Pool Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Lewis A. Kaplan of the U.S. … March 19, 2013 and May 15, 2013, respectively, stem from a CFTC Complaint filed on March 13, 2012, that charged the … with violating the CEA’s anti-fraud provisions (see CFTC Press Release 6207-12 ). The Orders find that from at …
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South Florida Court Orders International Investments Holdings Corporation to Pay Over $12 Million in Restitution and Civil Penalties for Foreign Currency Options Scam
… D.C. – The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable William P. … and judgment, entered on August 16, 2006, resolves charges against IIHC arising from the CFTC’s complaint in CFTC v. Doreen Valko, et al., 06 CV …
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Federal Court Orders Wisconsin Resident Eric N. Schmickle and his Company, Q Wealth Management Inc., to Pay over $5 Million in Restitution and a Civil Monetary Penalty for a Multi-Million Dollar Commodity Futures Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an Order requiring … with operating a commodity futures Ponzi scheme (see CFTC Press Release 6362-12 , September 26, 2012). The … them from violating the Commodity Exchange Act and a CFTC Regulation, as charged. The Order finds that, from May …
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