Displaying results 2061 - 2070 of 2823
Federal Court in Tennessee Orders Blue Sky Capital Management Corp. and its Principal, Gregory M. Schneider, to Pay $140,000 for Making False Statements to the National Futures Association
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order … industry self-regulatory organization, which operates under CFTC oversight. Schneider currently resides in Bellville, … Court for the Middle District of Tennessee, stems from a CFTC complaint filed on August 8, 2011 (see CFTC Press …
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Federal Court in Massachusetts Imposes $600,000 Penalty on Jeffrey Liskov and His Company, EagleEye Asset Management, for Committing a $3 Million Forex Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Joseph L. Tauro of the U.S. … Commodity Exchange Act, as charged. The Order stems from a CFTC Complaint filed September 8, 2011 (see CFTC Release 6109-11 ), which charged Liskov with cheating …
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Federal Court Orders California Precious Metals Firm and Its Owners to Pay $38 Million for Commodity Fraud and Registration Violations
… the defendants from registering in any capacity with the CFTC for 10 years, and permanently enjoins them from … a long-standing and significant precious metals case that CFTC Enforcement staff fiercely and successfully litigated … under the CEA. This settlement resolved the remaining charges of fraudulent solicitation that lured unsuspecting …
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Federal Court Orders California Resident Thomas Gillons to Pay More than $1.9 Million in Restitution and Penalties for Fraud and Misappropriation
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Harry D. … Exchange Act (CEA), as charged. The Order arises out of a CFTC Complaint, filed on November 19, 2014, charging Gillons … commodity futures trades without being registered with the CFTC as a Futures Commission Merchant (see Complaint and …
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Statement of Commissioner Christy Goldsmith Romero on Bringing Binance and its Founder to Justice
… Today, the CFTC has filed with the court a proposed resolution of the … for $2.8 billion, a ban from operating unregistered in CFTC-regulated markets, changes to implement Know Your … violate the new controls, including U.S. trading firms. The CFTC has zero tolerance for crypto platforms used for …
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Following a Bench Trial, Federal Court in Florida Orders Defendants William and Gregory Center to Pay Millions in Restitution and Civil Monetary Penalties for Operating a $28.4 Million Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Daniel Hurley of the U.S. … Gregory Center, and Trade, LLC on June 22, 2010 (see CFTC Press Release 5848-10 ) The Complaint charged the … to which they have no legitimate entitlement. The CFTC charges against Defendants Philip Milton and Trade, LLC, and …
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U.S. Commodity Futures Trading Commission Settles Fraud Action Against Maryland Resident Arthur John Keeffe, II and His Foreign Currency (Forex) Trading Company, Calvary Currencies LLC
… D.C. — The U.S. Commodity Futures Trading Commission (CFTC) announced today that Judge Jillyn K. Schulze of the … II , of Bethesda, Maryland. The consent order resolves all charges against Calvary and Keeffe stemming from a complaint filed by the CFTC on March 29, 2004 (see CFTC Press Release 4921-04, May …
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Federal Court Orders Matthew Marshall Taylor to Pay $500,000 for Fraud for Fabricating and Concealing Trades from Goldman, Sachs & Co., His Former Employer, and Obstructing Their Discovery
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Richard J. Sullivan of the … The Court’s Order, dated August 28, 2013, stems from a CFTC Complaint filed on November 8, 2012, that charged … from his employer and obstructing their discovery (see CFTC Press Release 6409-12 ). In a related criminal …
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Federal Court in Texas Orders Jonathan Hansen and His Company, J. Hansen Investments, LLC, to Pay over $1.3 Million to Settle Commodity Pool Fraud Action
… DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order against Defendants … Court for the Southern District of Texas, stems from a CFTC Complaint filed on August 24, 2012, against Hansen and … in the operation of a commodity pool scheme (see CFTC Press Release 6340-12 ). Hansen was the owner and sole …
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Federal Court Orders California Man Jeffrey Gustaveson to Pay over $1.6 Million for Fraud Misappropriation, and False Account Statements in Commodity Pool Scheme
… DC –The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court Order awarding restitution … Commodity Exchange Act, as charged. The Order resolves the CFTC’s Complaint, filed on August 29, 2012, charging … in a multi-million dollar commodity pool scheme (see CFTC Press Release 6341-12 ). Magistrate Judge Howard Lloyd …
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