Displaying results 201 - 210 of 2823
CFTC Charges Puerto Rico Resident and His Firm for Misappropriation of Nonpublic Information and Fictitious Trading
… Rico, and his firm Omerta Capital LLC .  The complaint charges the defendants for receiving tipped confidential … in violation of the Commodity Exchange Act (CEA) and CFTC regulations.  “The CFTC is committed to pursuing all those who misappropriate … CFTC Charges Puerto Rico Resident and His Firm for …
Created on:
CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud
… November 5, 2019   CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million … the defendants were required to register with the CFTC, but Denari and Capson did not register until May 1, … CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million …
Created on:
CFTC Charges Traders at Major U.S. Bank with Manipulating the Precious Metals Futures Markets
… September 16, 2019 CFTC Charges Traders at Major U.S. Bank with Manipulating the … U.S. bank. This case was brought in connection with the CFTC Division of Enforcement’s Spoofing Task Force.  “These … CFTC Charges Traders at Major U.S. Bank with Manipulating the …
Created on:
CFTC Charges Royal Bank of Canada with Multi-Hundred Million Dollar Wash Sale Scheme
… April 2, 2012 CFTC Charges Royal Bank of Canada with Multi-Hundred Million Dollar Wash Sale Scheme CFTC also charges that bank concealed material information … CFTC Charges Royal Bank of Canada with Multi-Hundred Million …
Created on:
CFTC Charges Former Trader for Engaging in a Fraudulent Scheme to Mismark U.S. Dollar Interest Rate Derivatives
… Commission today issued an order filing and settling charges against Blaise Brochard of New York, New York, a … provisions of the Commodity Exchange Act (CEA) and CFTC regulations, and comply with certain conditions and … and hold individuals accountable, where appropriate,” said CFTC Acting Director of Enforcement Gretchen Lowe. Case …
Created on:
CFTC Charges Arizona Resident Anthony Eugene Linton with Operating a Foreign Currency Ponzi Scheme
… January 24, 2011 CFTC Charges Arizona Resident Anthony Eugene Linton with … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency federal … CFTC Charges Arizona Resident Anthony Eugene Linton with …
Created on:
CFTC Charges Principals of Binary Options Trading Firm with $4.8 Million Fraud Scheme
… May 3, 2019 CFTC Charges Principals of Binary Options Trading Firm with $4.8 … Washington, DC — The Commodity Futures Trading Commission (CFTC) announced the filing of a civil enforcement action … CFTC Charges Principals of Binary Options Trading Firm with $4.8 …
Created on:
CFTC Charges Three Individuals with Fraudulently Soliciting U.S. Customers in Binary Options Scheme
… September 30, 2019   CFTC Charges Three Individuals with Fraudulently Soliciting U.S. … Yukom Communications Ltd., an Israeli-based entity that the CFTC has charged, along with four other entities and four … CFTC Charges Three Individuals with Fraudulently Soliciting …
Created on:
CFTC Charges Canadian Resident Ryan S. Magee with Fraud and Acting as an Unregistered Commodity Pool Operator
… February 19, 2016 CFTC Charges Canadian Resident Ryan S. Magee with Fraud and … DC – The U.S. Commodity Futures Trading Commission (CFTC) filed a civil enforcement action in the U.S. District … CFTC Charges Canadian Resident Ryan S. Magee with Fraud and …
Created on:
CFTC Charges Ethanol Trader John Aaron Brooks with Fraud for Scheming to Conceal Trading Losses
… September 27, 2013 CFTC Charges Ethanol Trader John Aaron Brooks with Fraud for … DC – The U.S. Commodity Futures Trading Commission (CFTC) today filed a civil injunctive enforcement action … CFTC Charges Ethanol Trader John Aaron Brooks with Fraud for …
Created on: