Displaying results 21 - 30 of 2823
CFTC Charges Several People and Companies in a $280 Million Ponzi Scheme
… than $283 million in connection with the alleged fraud. The CFTC seeks disgorgement of ill-gotten gains, civil monetary … further violations of the Commodity Exchange Act and CFTC regulations. On Oct. 3, Federal District Court Judge … the defendants, freezing their assets, and giving the CFTC immediate access to their books and records. The court …
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CFTC Charges Texas Man and His Company with Fraud and Misappropriation
… most of the pool funds. In its continuing litigation, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background According to … designed to delay payouts for as long as possible. The CFTC would like to acknowledge the assistance of the …
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CFTC Charges Companies and Associates with Failing to Register with the CFTC
… November 4, 2019  CFTC Charges Companies and Associates with Failing to Register with the CFTC Washington, DC — The U.S. Commodity Futures Trading … CFTC Charges Companies and Associates with Failing to Register …
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CFTC Charges Interdealer Broker with Fraud 
… September 28, 2018   CFTC Charges Interdealer Broker with Fraud    CEO and a Senior … Washington, DC — The Commodity Futures Trading Commission (CFTC) today charged interdealer broker TFS-ICAP LLC and … CFTC Charges Interdealer Broker with Fraud  …
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CFTC Charges Five Entities for Failing to Register as FCMs
… Futures Trading Commission today announced it has filed charges against five entities for operating as unregistered … violations of the Commodity Exchange Act (CEA) and CFTC regulations. “Today’s actions reflect the CFTC’s on-going efforts to enforce the registration …
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CFTC Charges Wisconsin Man with Fraud and Misappropriation
… of more than $196,000 from at least two individuals. The CFTC’s complaint also charges Narvett for failing to register with the CFTC as a Commodity Trading Advisor as required under the … CFTC Charges Wisconsin Man with Fraud and Misappropriation …
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CFTC Charges Florida Man with Forex and Binary Options Fraud and Misappropriation
… against Patrick Wonsey of Riverview, Florida. The complaint charges Wonsey with fraud and misappropriation related to a … currency (forex) and binary options traded on and off CFTC-regulated exchanges. Wonsey solicited at least $3.4 million from at least 50 individuals. The CFTC seeks disgorgement of ill-gotten gains, civil monetary …
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CFTC Charges 14 Entities for Fraudulently Claiming to be Registered with the Agency
… Futures Trading Commission today announced it has filed charges against 14 entities for fraudulently claiming to be registered with the CFTC as futures commission merchants (FCM) and retail … violations of the Commodity Exchange Act (CEA) and CFTC regulations. “Today’s actions continue to reflect the …
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CFTC Charges Former CEO of Carbon Credit Project Developer with Fraud Involving Voluntary Carbon Credits
… reports relating to voluntary carbon credits. The CFTC also issued orders filing and settling charges against Washington, D.C.-based CQC Impact Investors … , CQC’s former chief operating officer. These are the first CFTC actions for fraud in the voluntary carbon credit …
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CFTC Charges Five Defendants with Fraudulent Digital Assets Trading Scheme
… all jointly doing business as Icomtech.  The complaint charges the defendants with fraudulently soliciting hundreds … In its continuing litigation against the defendants, the CFTC seeks restitution, disgorgement, civil monetary … further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. Case Background The complaint …
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