Displaying results 1981 - 1990 of 2823
North Carolina Court Orders Relief Defendant Pamela Kingsfield to Disgorge Ill-Gotten Gains Totaling $175,000
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable Richard L. … . The court order , entered on October 25, 2006, resolves charges against Kingsfield arising from the CFTC’s complaint in CFTC v. IBS, Inc., et al. , 3:00cv103-V …
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Kevin G. White Sentenced to over Eight Years in Federal Prison for $7.4 Million Commodity Pool Investment Scam
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Kevin G. White of The Woodlands, … was sentenced to over eight years in federal prison for charges related to his fraudulent misconduct. Earlier, on … participant funds, as charged in a Complaint filed by the CFTC on July 9, 2013 (see CFTC Press Release 6644-13 , July …
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Illinois Federal Court Enters Preliminary Injunction Against Brookshire Raw Materials Management, LLC, a Barrington, Illinois-Based Commodity Pool Operator, and its Canadian Principals
… Commodity Pool Operator, and its Canadian Principals CFTC Charged Defendants in February with Misappropriating … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that a Federal court judge in Chicago … against defendants ordered on February 19, 2009, when the CFTC charged them with misappropriating more than $4.6 …
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New Jersey Federal Court Orders Alcibiades Cifuentes, Jennifer Wee Cifuentes, and Cifuentes Fund Management, LLC, to Pay More Than $2.2 Million for Forex Fraud Scheme
… Washington, DC — The Commodity Futures Trading Commission (CFTC) announced that Judge Esther Salas of the U.S. District … also permanently bans the Defendants from the markets the CFTC regulates, and permanently enjoins them from future … (D.N.J. May 18, 2017).  The conspiracy and wire fraud charges each carry a maximum penalty of 20 years …
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Federal Court Orders Boston Resident John B. Wilson and His Company, JBW Capital LLC, to Pay a Civil Penalty of More than $2.8 Million for Commodity Pool Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Richard G. Stearns … bans on the Defendants. The court’s action stems from a CFTC Complaint filed on September 28, 2012, that charged … also charged Defendants with failing to register with the CFTC as Commodity Pool Operators (CPOs) (see CFTC Complaint …
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Federal Court in Ohio Orders Bradley A. Miklovich, a Former Associated Person of Rice Investment Company, to Make Full Restitution for Unauthorized Trading
… DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge John R. Adams of the U.S. … for the Northern District of Ohio entered judgment in the CFTC’s favor against Bradley A. Miklovich of Stow, Ohio. The Order, entered on September 30, 2015, resolves charges that Miklovich, a former Associated Person of Rice …
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Federal Court Orders Alpha Trade Group S.A. and its Employees and Agents to Pay Combined Restitution and Penalties of $5.779 Million for Defrauding Pool Participants
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that on June 3, 2013, Judge Gregory A. … Commodity Exchange Act, as charged. The Order stems from a CFTC Complaint filed on September 27, 2011, charging ATG, … with misappropriating pool participant funds. (See CFTC Press Release 6115-11 ; CFTC v. Alpha Trade Group S.A., …
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Minnesota Federal Court Orders Minnesota Man Charles E. Hays and His Company, Crossfire Trading, LLC, to Pay More than $84 Million in Disgorgement and Civil Monetary Penalties in Connection with Multi-Million Dollar Commodity Pool Ponzi Scheme
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained more than $84 million … from January 2001 to February 2009. The order stems from a CFTC complaint filed on February 5, 2009, charging Hays and … Release 5608-09). On April 28, 2010, following a plea to charges in a criminal information based on substantially the …
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Keynote Address of Director of Enforcement James M. McDonald at the Practising Law Institute's White Collar Crime 2019 Program
… Crime 2019 Program September 25, 2019   The mission of the CFTC’s Division of Enforcement is to protect the public and … Vigorous enforcement is essential to fulfilling the CFTC’s broader goals, as Chairman Tarbert has made clear in … just a few examples.  In the retail fraud area, we filed charges against an array foreign currency trading firms and …
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Federal Court in New York Orders MF Global Holdings Ltd. to Pay $1.212 Billion in Restitution for Unlawful Use of Customer Funds and Imposes a $100 Million Penalty
… DC - The U.S. Commodity Futures Trading Commission (CFTC) has obtained a federal court consent Order against … subsidiary, MF Global Inc. (MFGI), are paid in full. The CFTC previously filed and settled charges against MFGI for misuse of customer funds and …
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