Displaying results 1951 - 1960 of 2823
2011-1154
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') to establish position limits for certain physical … with the requirements of the Dodd- Frank Act, the CFTC is also proposing aggregate position limits that would … in referenced contracts. Section 4a(a)(3) of the Act also charges the Commission with setting position limits designed …
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Statement of Commissioner Kristin N. Johnson: Time to Take Action Against Digital Asset and Forex Romance Scam
… The Commodity Futures Trading Commission (Commission or CFTC) filed a civil enforcement action in the U.S. District … Task Force, for their efforts in bringing this case. [1] CFTC Release No. 8726-23, CFTC Charges California Resident and His Corporation with Fraud …
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Federal Court in New York Imposes a $2.16 Million Penalty and Permanent Trading Bans against Michael A. Kardonick, Gary R. Shapoff, and Atwood & James for Forex Options Fraud and Misappropriation
… in Prison after Pleading Guilty to Related Federal Criminal Charges Washington DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Rochester, New … in Federal custody. The court’s Order stems from a CFTC civil Complaint that charged the Defendants with …
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2022-16684
… Determination'', by any of the following methods:     CFTC Comments Portal: https://comments.cftc.gov. Select the  ``Submit Comments'' link for this … risk exposure requirement using  standardized capital charges set forth in Securities and Exchange  Commission …
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Concurring Statement of Commissioner Caroline D. Pham on Novel U.S. Location Test and FCM Registration
… Procedure Act (APA) because it may impose new CFTC registration and trading requirements on scores of … Part 3 [3] , Part 30 [4] , Part 4 [5] , and Part 23 [6] of CFTC regulations in favor of spinning up a brand-new test … vires precedents that undermines the legitimacy of the CFTC and the integrity of global derivatives markets. [7] If …
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Federal Court Sanctions Former New Jersey Energy Broker for Role in Disclosures of Material Nonpublic Information
… entered a consent order on February 19, 2021, resolving CFTC charges that Ron Eibschutz , a former energy broker and New … in violation of the Commodity Exchange Act (CEA) and CFTC regulations. The order finds Eibschutz, who was a …
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Federal Court Orders More than $1 Million in Restitution and Civil Monetary Penalties and Permanently Bans Andrew Kurzbard and His Florida-Based Company, Guardian Asset Group, LLC, for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Kenneth A. Marra of the … Commodity Exchange Act, as charged. The Order stems from a CFTC civil enforcement action filed against Guardian and … in illegal, off-exchange precious metals transactions (see CFTC Complaint and Press Release 7257-15 ). Court’s Order …
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Federal Court Orders St. Augustine, Florida Couple and Their Company to Pay $5.76 Million for Defrauding Customers in Foreign Currency Scheme
… Gary D. Martin, and Brenda K. Martin Charged in March 2011 CFTC Anti-Fraud Action Washington, DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained federal court supplemental consent Order … a retail foreign currency (forex) trading scheme (see CFTC Press Release and Complaint 6004-11 , March 17, 2011). …
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2019-27116a
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is re-opening the comment period and requesting … Swap Participants'', by any of the following methods:      CFTC website, via its Comments Online process: … and MSPs for computing market risk and credit risk capital charges, the need for the harmonization of the Commission's …
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Federal Court Orders Rhode Island Man to Pay More than $2.8 Million in Restitution for Virtual Currency Fraud
… business as Coin Signals. The consent order resolves a CFTC action filed against Spence on January 26, 2021 … to invest in digital assets such as bitcoin and ether. [See CFTC Press Release No.  8356-21 ]   The order requires … (S.D.N.Y.). Spence was subsequently indicted on those charges.  Spence pled guilty to commodities fraud under the …
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