Displaying results 1941 - 1950 of 2823
e9-3551
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend its regulations regarding the … for submitting comments. Agency Web Site: http://www.cftc.gov. Follow the instructions for submitting comments on … brokerage, interest, taxes, storage and other fees and charges, lawfully accruing in connection with such trades, …
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Federal Court Orders a $500,000 Civil Penalty against Joseph F. Welsh III for Attempted Manipulation of Palladium and Platinum Futures Contracts
… DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court in New York, New … Joseph F. Welsh III of Northport, New York, resolving CFTC charges that Welsh attempted to manipulate the …
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Federal Court Orders Brookshire Raw Materials Management, LLC, John M. Marshall, Stephen Z. Adams and Other Companies to Pay More than $15.8 Million for Defrauding Pool Participants and Misappropriating Millions of Dollars in a Commodity Pool Scheme
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court … The consent order stems from a complaint filed by the CFTC on February 19, 2009, that charged the defendants with … 2010, Marshall and Adams were indicted on federal criminal charges of wire fraud in connection with the operation of …
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Federal Court in South Carolina Imposes Lifetime Ban from Commodities Industry on Robert Stanley Harrison
… from Commodities Industry on Robert Stanley Harrison The CFTC Charged Harrison with Commodity Pool Fraud in 2013 … DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Magistrate Judge Jacquelyn D. … and registration bans. Harrison Indicted on Criminal Charges and Sentenced to Prison On May 14, 2013, Harrison …
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2011-1154
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') to establish position limits for certain physical … with the requirements of the Dodd- Frank Act, the CFTC is also proposing aggregate position limits that would … in referenced contracts. Section 4a(a)(3) of the Act also charges the Commission with setting position limits designed …
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Federal Court Freezes Assets of Oklahoma Man Jeremiah C. Yancy and His Company, Longbranch Group International LLC
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency court … the destruction of books and records and grants the CFTC immediate access to such documents. The order stems … including churches and orphanages, the CFTC complaint charges. Further, the complaint alleges that the defendants …
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Federal Court Orders Utah Residents Christopher D. Hales, Eric A. Richardson and their Company Bentley Equities, LLC to Pay More Than $2.7 Million in Sanctions for Fraud
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained federal court orders … (Hales) and Eric A. Richardson (Richardson), resolving the CFTC’s May 2, 2012 Complaint charging them with fraud. ( See CFTC Press Release: 6250-12 , May 3, 2012.) Hales is …
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Federal Court in Illinois Orders Futures International LLC and its Chief Operating Officer, Amedeo Cerrone, to Pay $500,000 Penalty for Recordkeeping Violations, False Statements, Unauthorized Trading, and Supervision Failures
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Robert W. Gettleman of the … District of Illinois entered a Consent Order settling CFTC charges against Defendants Chicago-based Futures …
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Statement of Commissioner Kristin N. Johnson: Enforcement Action To Stop Bitcoin Fraud Targeting the Spanish-Speaking Community
… Today, the Commodity Futures Trading Commission (CFTC or Commission) filed a Complaint in the U.S. District … See Statement of Commissioner Kristin N. Johnson Regarding CFTC Action Against Retail Forex Ponzi Scheme Targeting … added). [2] See, e.g. , CFTC Release No. 8660-23, CFTC Charges California-based Company and Its CEO with Fraudulent …
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Federal Court in Florida Orders Joseph Charles DiCrisci to Pay More than $2.9 Million in Disgorgement and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced that Judge William P. Dimitrouleas of the … in illegal, off-exchange precious metals transactions (see CFTC Complaint and Press Release 7317-16 , February 3, … in the Oakmont Order. The Court’s Order stems from a CFTC Complaint filed on January 12, 2016 that charged …
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