Displaying results 1931 - 1940 of 2823
Federal Court Orders California-Based Defendants Bharat Adatia, Lions Wealth Holdings, Lions Wealth Services, and 20/20 Precious Metals to Pay over $5.3 Million in Monetary Sanctions for Multi-Million Dollar Fraudulent Precious Metals Scheme
… DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that on January 16, 2015, Judge … California. The Defendants were also charged in the CFTC Complaint with falsely representing that customers were … least $1,807,712 in trading losses, commissions, interest charges, and other fees. The Order further finds that at …
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2023-23821
… SUMMARY: The Commodity Futures Trading Commission (``CFTC'' or  ``Commission'') charges fees to designated contract markets and  registered … Futures Trading Commission; (202) 418-5310,  jmattingley@cftc.gov. For information on electronic payments, contact  …
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Federal Court Orders Illinois Resident Brant L. Rushton and his Company, Summit Trading & Capital LLC, to Pay over $4.8 Million for Fraud and other Violations in Commodity Pool Scheme
… in Commodity Pool Scheme B. Rushton pled guilty to criminal charges in a parallel federal criminal action and was … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained a federal court Order … Court for the Central District of Illinois, stems from a CFTC enforcement action filed November 29, 2011 against …
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Federal Court in New York Imposes a $1 Million Fine and other Sanctions against Kevin Cassidy, Former CEO of Optionable Inc.
… Cassidy, Former CEO of Optionable Inc. Cassidy settles CFTC charges of defrauding the Bank of Montreal Washington, DC — The Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order …
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California Federal Court Orders Paul Abad and His Companies to Pay More than $860,000 in Restitution and a Civil Monetary Penalty to Settle Commodity Pool Fraud Action
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained more than $860,000 in … activity, including trading and registering with the CFTC. The consent order stems from a CFTC complaint filed on … under California law. The criminal complaint included charges involving false account statements, misappropriation …
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Federal Court Issues Preliminary Injunction Against Two Nevada Corporations in $20 Million Commodity Pool Ponzi Scheme Operated by Tennessee Resident, Dennis Bolze
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that on April 1, 2009, a federal court … the public from further loss and damage and to enable the CFTC to fulfill its statutory duties. The order stems from a … preliminary injunctive order did not address the CFTC’s charges against him. In the continuing litigation, the CFTC …
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New York Federal Court Freezes Assets of Brian Kim and His New York Firm, Liquid Capital Management LLC
… Kim and His New York Firm, Liquid Capital Management LLC CFTC charges Kim and Liquid Capital with $2.1 million commodity … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order …
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California Federal Court Order Continues Asset Freeze against Las Vegas Resident Gordon A. Driver, Axcess Automation LLC and Axcess Fund Management LLC
… Axcess Automation LLC and Axcess Fund Management LLC CFTC charged defendants in May with operating a $13.5 … DC -The U.S. Commodity Futures Trading Commission (CFTC) today announced that a Federal court judge in Los … other relief. The order arises from a CFTC complaint that charges defendants with operating two commodity pools as a …
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Federal Court Orders Alex Ekdeshman and Paramount Management, LLC, to Pay over $2.4 million in Restitution and a Fine for Fraudulent Foreign Currency Scheme
… Fraudulent Foreign Currency Scheme Court Order Stems from a CFTC Complaint that Charged Defendants with Solicitation … DC – The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court consent Order against … of the Southern District of New York and stems from a CFTC Complaint filed against the Defendants on June 26, …
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e9-3551
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is proposing to amend its regulations regarding the … for submitting comments. Agency Web Site: http://www.cftc.gov. Follow the instructions for submitting comments on … brokerage, interest, taxes, storage and other fees and charges, lawfully accruing in connection with such trades, …
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