Displaying results 1921 - 1930 of 2823
Oklahoma City Chinese Community Targeted In Multi-Million Dollar Commodity Futures Ponzi Scheme Operated by South Carolina Resident Kenneth Lee and Oklahoma Resident Simon Yang and their Companies
… Lee and Oklahoma Resident Simon Yang and their Companies CFTC and Oklahoma Department of Securities charge Prestige … charged with fraud and providing false information to the CFTC. Washington, DC –The U.S. Commodity Futures Trading … solicited members of his church. The CFTC complaint charges defendants with fraudulently soliciting and issuing …
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Utah Federal Court Freezes Assets of Robert Andres and His Houston Firm, Winsome Investment Trust, and Robert Holloway and His Salt Lake City Company, US Ventures LC
… Holloway and His Salt Lake City Company, US Ventures LC CFTC charges Andres and Winsome with $50.2 million commodity pool … DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order …
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Atlanta Economics Club Keynote Address At The Federal Reserve Bank of Atlanta by Commissioner Kristin N. Johnson
… a Commissioner of the Commodity Futures Trading Commission (CFTC or Commission), I served as a tenured faculty member … in each asset class.  To begin to address these issues the CFTC has launched a digital assets fraud task force and an … . [7] Press Release No. 8638-22, CFTC, CFTC Charges Sam Bankman-Fried, FTX Trading and Alameda with …
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Court Orders $76 Million in Civil Monetary Penalties against Keith F. Simmons, Deanna Salazar and Their Companies in Connection with Foreign Currency Ponzi Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Robert J. Conrad, Jr. of … of Yucca Valley, California. The Orders arise out of a CFTC Complaint, filed on January 13, 2011, charging Simmons, … Carolina, Simmons was convicted on December 16, 2010, on charges of securities fraud, wire fraud, and money …
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2023-28649
… Trading Commission (``Commission'' or [[Page 2555]] ``CFTC'') proposes to amend certain of the Commission's … requirements of a prudential regulator  (together, ``CFTC Letters''). The Commission is also proposing to amend  … the computation of net  capital. The specific market risk charges for swaps and security-based  swaps would appear as …
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2023-24774
… Commodity Futures Trading Commission (``Commission'' or  ``CFTC'') is proposing to amend its regulations governing the … The Commission is also specifying market risk capital  charges that an FCM would be required to take on the revised … by RIN 3038-AF24, by any  of the following methods:      CFTC Comments Portal: https://comments.cftc.gov. Select  the …
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New York Court Imposes $500,000 Fine and Other Sanctions Against David P. Lee, Former Natural Gas Trader for Bank of Montreal
… Former Natural Gas Trader for Bank of Montreal Lee settles CFTC charges of mis-marking and mis-valuing the Bank’s natural … Washington, DC — The Commodity Futures Trading Commission (CFTC) today announced that it has entered into a consent …
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Federal Court Orders Florida-Based Worth Group Inc. and Its Principals, Andrew Wilshire and Eugenia Mildner, to Pay $2.5 Million in Sanctions for Illegal Off-Exchange Precious Metals Scheme
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that the U.S. District Court for the … penalty $1,250,000. The Court’s Order stems from the CFTC Complaint filed on August 13, 2013, that charged … illegal, off-exchange retail commodity transactions (s ee CFTC Press Release 6666-13 , August 13, 2013). According to …
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Federal Court Orders Defendant to Pay More Than $2 Million for Operating Commodity Pool Fraud Scheme
… from further violations of the Commodity Exchange Act and CFTC regulations, as charged.  The consent order stems from a CFTC complaint filed against eight defendants in January 2023. [See CFTC Press Release No. 8665-23 ]. The court previously …
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South Florida Court Orders Boca Raton Residents to Disgorge Ill-Gotten Gains from Foreign Currency Options Fraud
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the Honorable William P. … scheme. The orders, entered on September 28, 2006, resolve charges against relief defendants Tirtza and Jedlicki, both of Boca Raton, Florida, arising from the CFTC’s complaint in CFTC v. Doreen Valko, et al. , 06 CV …
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