Displaying results 1911 - 1920 of 2823
Federal Court Orders Colorado Man Nicholas Trimble and His Two Companies, Capstone FX Quantitative Analysis, Inc. and Beekeepers Fund Capital Management, LLC, to Pay More than $3.5 Million in Foreign Currency Fraud Action
… DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that it obtained federal court orders … LLC (Beekeepers), all of Denver, Colo., resolving the CFTC’s November 7, 2011, Complaint charging Trimble and the … and a $400,000 civil monetary penalty to settle the CFTC’s charges against him. That Order also permanently bans …
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Federal Court in New York Orders Thomas Qualls and His Company, International Foreign Currency, to Pay More than $4.6 Million in Restitution and Penalties in Connection with Off-Exchange Forex Futures Fraud
… was convicted on related fraud and obstruction of justice charges Washington, DC - The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in New York … in restitution and a civil monetary penalty in a 2003 CFTC enforcement action against defendants Thomas Qualls and …
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Federal Court in New York Imposes Permanent Registration and Trading Bans against Defendants Gary Creagh and His Company, Wall Street Pirate Management, LLC, and Orders Them to Pay a $125,000 Civil Monetary Penalty
… Orders Them to Pay a $125,000 Civil Monetary Penalty The CFTC Charged Defendants with Making False Statements to the … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge J. Paul Oetken of the U.S. … prohibits the Defendants from registering with the CFTC in any capacity and engaging in any commodity interest …
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e7-173
… Street, NW., Washington, DC 20581. Electronic mail: tsmith@cftc.gov or tdiaz@cftc.gov. SUPPLEMENTARY INFORMATION: I. Introduction The … in/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.cftc.gov/[fxsp0]foia/comment06/foi06-007--1.htm. \4\ The …
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Federal Court in California Orders Ruben Gonzalez, Jose Naranjo, and their Company to Pay over $8 Million for Operating Ponzi Scheme and Misappropriation
… DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that Judge Otis D. Wright II of the … , formerly of La Mirada, Calif. The judgments arise from a CFTC complaint filed in the U.S. District Court for the … than 11 years imprisonment, after pleading guilty to fraud charges in a related criminal proceeding filed on the same …
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2010-24198
… Commodity Futures Trading Commission (``Commission'' or ``CFTC'') is charged with proposing rules to implement new … of the following methods: E-mail for comments: agswapsANPR@cftc.gov. Mail: David A. Stawick, Secretary of the … in any electronic form or on paper will be published on the CFTC Web site, without review and without removal of …
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Florida Federal Court Issues Order Freezing Assets of Miami Beach Resident Joerg Heierle and Swiss Corporation INH-Interholding SA
… Joerg Heierle and Swiss Corporation INH-Interholding SA CFTC Charges Heierle and INH with Fraudulent Solicitation of at … DC – The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court in Miami entered …
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Federal Court Orders South African CEO to Pay Over $3.4 Billion for Forex Fraud
… which is the highest civil monetary penalty ordered in any CFTC case. This action is also the largest fraudulent scheme involving Bitcoin charged in any CFTC case. Additionally, under the order, Steynberg is … Exchange Act (CEA), as charged, registering with the CFTC, and trading in any CFTC-regulated markets. The order …
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Federal Court Finds that Oklahoma Trader Randy Steve Lanier Defrauded Customers in a Commodity Scheme Involving Misappropriation of Customer Funds
… D.C.— The U.S. Commodity Futures Trading Commission (CFTC) announced today that the United States District Court … entered a consent order of permanent injunction settling CFTC charges of misappropriation and sales solicitation fraud …
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Federal Court Rejects Amaranth Hedge Fund and Head Trader Brian Hunter’s Attempt to Dismiss Government’s Natural Gas Case Against Them
… to Dismiss Government’s Natural Gas Case Against Them CFTC Previously Charged Amaranth Advisors LLC, Amaranth … DC — The U.S. Commodity Futures Trading Commission (CFTC) announced today that on May 21, 2008, the Honorable … ULC (together, Amaranth ) and Brian Hunter to dismiss charges brought against them by the CFTC in a complaint …
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