Displaying results 1901 - 1910 of 2823
Federal Court Orders BitMEX’s Three Co-Founders to Pay a Total of $30 Million for Illegally Operating a Cryptocurrency Derivatives Trading Platform and Anti-Money Laundering Violations
… further violations of the Commodity Exchange Act (CEA) and CFTC regulations, as charged. “As digital asset markets grow … with applicable federal commodities laws, including CFTC registration and regulatory requirements such as … indicted Hayes, Delo, Reed, and one other individual on charges of willfully causing BitMEX to violate the Bank …
Created on:
Joint Effort Launches to Warn Retirees about Precious Metals Fraud and Gives Tips on Protecting Themselves
… victims to ever profit from their investments. Today the CFTC and FINRA issued 10 Things to Ask Before Buying … ask before making a physical precious metals purchase. The CFTC also released Lies Versus Facts: The Truth Behind Gold … precious metals as a long-term retirement plan.” The CFTC and state authorities have worked together to shut down …
Created on:
2024-10342
… Commodity Futures Trading Commission (``Commission'' or  ``CFTC'') is adopting amendments to certain of the … CONTACT: Amanda L. Olear, Director, 202-418- 5283, aolear@cftc.gov; Thomas Smith, Deputy Director, 202-418-5495,  … References To Clarify Applicable Market and  Credit Risk Charges     B. Other Amendments     1. Notice of Substantial …
Created on:
Statement of Commissioner Kristin N. Johnson: The Continuing Surge of Forex Investment Fraud
… Today the Commodity Futures Trading Commission (CFTC) announced the filing of a complaint in the United … brought by the Commission this week.  On September 26, the CFTC charged Patrick Wonsey in the United States District … of Commissioner Kristin N. Johnson Regarding CFTC Bringing Charges Against Damien Moran, Bright Future Financial LLC …
Created on:
Don’t Let Fraud Make You Feel Foolish
… do’s and don’ts, and additional resources. Also, visit the CFTC’s Whistleblower Program to learn more about the CFTC’s enforcement authority . Financial grooming fraud … Report to Regulators Regulators can bring civil charges and sue for penalties that may help repay victims. …
Created on:
New York Court Imposes Fine and Other Sanctions against Robert Moore, Former Managing Director of the Bank of Montreal’s Commodity Derivatives Group
… of Montreal’s Commodity Derivatives Group Moore settles CFTC charges relating to the mis-marking of the natural gas … DC — The U.S. Commodity Futures Trading Commission (CFTC) today announced that it has entered into a consent …
Created on:
Federal Court Orders MBF Clearing Corp. to Pay $650,000 for Violating Customer Fund Segregation Requirements
… DC - The U.S. Commodity Futures Trading Commission (CFTC) obtained a federal court order requiring MBF Clearing … penalty for violating the Commodity Exchange Act (CEA) and CFTC regulations concerning the segregation of customer … of customer funds. The consent order resolves the charges against MBF. The consent order for permanent …
Created on:
Statement of Chairman Rostin Behnam Regarding Binance and its Founder
… and all of our law enforcement counterparts. Today, the CFTC stands with the Department of Justice and the Treasury … the fundamental principles of market behavior. Today, the CFTC agreed to resolve charges against Binance, its founder and CEO, Changpeng …
Created on:
e7-173
… Street, NW., Washington, DC 20581. Electronic mail: tsmith@cftc.gov or tdiaz@cftc.gov. SUPPLEMENTARY INFORMATION: I. Introduction The … in/leaving.cgi?from=leavingFR.html&log=linklog&to=http://www.cftc.gov/[fxsp0]foia/comment06/foi06-007--1.htm. \4\ The …
Created on:
Paul Greenwood Sentenced to 10 Years in Federal Prison for Billion-Dollar Investment Scam
… DC – The U.S. Commodity Futures Trading Commission (CFTC) today announced that Paul Greenwood of North Salem, … was sentenced to 10 years in federal prison for charges related to his participation in the scam. Earlier, … participant funds, as charged in a Complaint filed by the CFTC on February 25, 2009 (see CFTC Press Release 5621-09 ) …
Created on: